0001144204-18-009862.txt : 20180220
0001144204-18-009862.hdr.sgml : 20180220
20180220182141
ACCESSION NUMBER: 0001144204-18-009862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STETSON ROBERT J
CENTRAL INDEX KEY: 0001254073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18590
FILM NUMBER: 18626303
MAIL ADDRESS:
STREET 1: 14901 QUORUM DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Good Times Restaurants Inc.
CENTRAL INDEX KEY: 0000825324
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841133368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0925
BUSINESS ADDRESS:
STREET 1: 141 UNION BOULEVARD
STREET 2: 400
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
BUSINESS PHONE: 303-384-1440
MAIL ADDRESS:
STREET 1: 141 UNION BOULEVARD
STREET 2: 400
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
FORMER COMPANY:
FORMER CONFORMED NAME: GOOD TIMES RESTAURANTS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMOUNT VENTURES INC
DATE OF NAME CHANGE: 19900205
4
1
tv486525_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-13
0
0000825324
Good Times Restaurants Inc.
GTIM
0001254073
STETSON ROBERT J
6125 LUTHER LANE, #380
DALLAS
TX
75225
0
0
0
1
See Remarks
Common
2018-02-13
4
P
0
1214
2.5494
A
23416
I
By SLKW Investments LLC
Common
2018-02-14
4
P
0
17100
2.60
A
40516
I
By SLKW Investments LLC
Common
2018-02-15
4
P
0
7700
2.60
A
48216
I
By SLKW Investments LLC
Common
103894
D
Common
440000
I
By REIT Redux, LLC
Common
24000
I
By Leanlien, LLC
Non Qualified Stock Option
7.79
2025-03-13
Common
7060
7060
D
Non Qualified Stock Option
5.29
2025-11-23
Common
3781
10841
D
Restricted Stock Unit
0.00
2018-11-23
Common
441
11282
D
Restricted Stock Unit
0.00
2019-11-16
Common
3733
15015
D
The reporting person is the managing member and is a beneficial owner of SLKW Investments LLC.
The reporting person is the president of REIT Redux GP, the general partner of REIT Redux LP. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein.
Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39%.
These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares of the grant vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
Reporting Person has filed as a member of a Section 13(d)(3) "group" with Delta Partners, LP, Delta Partners GP, LLC, Prism Partners, L.P., Delta Growth Master Fund L.P., Delta Advisors, LLC, the Jobson Family Foundation, Charles Jobson, REIT Redux LP, REIT Redux GP, LLC, Leanlien, L.L.C., David Martin West Asset Trust, David West, The Kropp 2010 Family Trust; and James H. Kropp. Members of the Section 13(d) filing group in aggregate beneficially own in excess of ten percent of the common stock of the Issuer. Neither the fact of this Section 16 filing nor anything contained herein shall be deemed to be an admission by the Reporting Person that such a group exists. The Reporting Person disclaims beneficial ownership of the shares held by the other members of such Section 13(d) filing group, except to the extent of his pecuniary interest therein.
/s/ Robert J. Stetson
2018-02-20