0001209191-21-016304.txt : 20210302
0001209191-21-016304.hdr.sgml : 20210302
20210302172949
ACCESSION NUMBER: 0001209191-21-016304
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200305
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOLAN MICHAEL
CENTRAL INDEX KEY: 0001253483
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 21705389
MAIL ADDRESS:
STREET 1: C/O HOUGHTON MIFFLIN HARCOURT CO.
STREET 2: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-03-05
2020-03-09
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001253483
DOLAN MICHAEL
HOUGHTON MIFFLIN HARCOURT
125 HIGH STREET
BOSTON
MA
02110
0
1
0
0
SVP, Controller
Common Stock
2020-03-11
4
S
0
2947
4.02
D
53908
D
As previously reported, 6,451 restricted stock units held by Mr. Dolan vested on March 5, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock. Mr. Dolan's tax withholding obligations in connection with federal, state, local or other taxes required to be withheld of paid in connection with the settlement of the restricted stock units were satisfied via open market sales, not through share withholding as previously reported.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4 to $4.245, inclusive. The reporting person undertakes to provide to the Company, any of the Company's security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
s/ William F. Bayers, Attorney-in-Fact
2021-03-02