0001209191-21-016304.txt : 20210302 0001209191-21-016304.hdr.sgml : 20210302 20210302172949 ACCESSION NUMBER: 0001209191-21-016304 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200305 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN MICHAEL CENTRAL INDEX KEY: 0001253483 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 21705389 MAIL ADDRESS: STREET 1: C/O HOUGHTON MIFFLIN HARCOURT CO. STREET 2: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-03-05 2020-03-09 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001253483 DOLAN MICHAEL HOUGHTON MIFFLIN HARCOURT 125 HIGH STREET BOSTON MA 02110 0 1 0 0 SVP, Controller Common Stock 2020-03-11 4 S 0 2947 4.02 D 53908 D As previously reported, 6,451 restricted stock units held by Mr. Dolan vested on March 5, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock. Mr. Dolan's tax withholding obligations in connection with federal, state, local or other taxes required to be withheld of paid in connection with the settlement of the restricted stock units were satisfied via open market sales, not through share withholding as previously reported. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4 to $4.245, inclusive. The reporting person undertakes to provide to the Company, any of the Company's security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. s/ William F. Bayers, Attorney-in-Fact 2021-03-02