0000950142-16-003286.txt : 20160307
0000950142-16-003286.hdr.sgml : 20160307
20160307205618
ACCESSION NUMBER: 0000950142-16-003286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160303
FILED AS OF DATE: 20160307
DATE AS OF CHANGE: 20160307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOLAN MICHAEL
CENTRAL INDEX KEY: 0001253483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 161490166
MAIL ADDRESS:
STREET 1: C/O HOUGHTON MIFFLIN HARCOURT CO.
STREET 2: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
es1600381_4-dolan.xml
FORM 4
X0306
4
2016-03-03
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001253483
DOLAN MICHAEL
C/O HOUGHTON MIFFLIN HARCOURT CO.,
222 BERKELEY STREET
BOSTON
MA
02116
0
1
0
0
See remarks.
Common Stock
2016-03-03
4
M
0
1327
0.00
A
2190
D
Common Stock
2016-03-03
4
F
0
552
19.77
D
1638
D
Common Stock
2016-03-07
4
S
0
775
19.85
D
863
D
Restricted Stock Units
2016-03-03
4
M
0
1327
0
D
Common Stock
1327
2653
D
1,327 restricted stock units held by Mr. Dolan vested on March 3, 2016 were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 552 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
The remaining restricted stock units shall vest in two equal installments on March 3, 2017 and March 3, 2018, subject to continued employment with the Company.
Senior Vice President and Corporate Controller. The reporting person serves as the Company's Principal Accounting Officer. However, the reporting person is not an "executive officer" for purposes of the Securities Exchange Act of 1934, as amended or the rules promulgated thereunder. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2016-03-07