0000950142-16-003286.txt : 20160307 0000950142-16-003286.hdr.sgml : 20160307 20160307205618 ACCESSION NUMBER: 0000950142-16-003286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN MICHAEL CENTRAL INDEX KEY: 0001253483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 161490166 MAIL ADDRESS: STREET 1: C/O HOUGHTON MIFFLIN HARCOURT CO. STREET 2: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 4 1 es1600381_4-dolan.xml FORM 4 X0306 4 2016-03-03 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001253483 DOLAN MICHAEL C/O HOUGHTON MIFFLIN HARCOURT CO., 222 BERKELEY STREET BOSTON MA 02116 0 1 0 0 See remarks. Common Stock 2016-03-03 4 M 0 1327 0.00 A 2190 D Common Stock 2016-03-03 4 F 0 552 19.77 D 1638 D Common Stock 2016-03-07 4 S 0 775 19.85 D 863 D Restricted Stock Units 2016-03-03 4 M 0 1327 0 D Common Stock 1327 2653 D 1,327 restricted stock units held by Mr. Dolan vested on March 3, 2016 were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 552 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The remaining restricted stock units shall vest in two equal installments on March 3, 2017 and March 3, 2018, subject to continued employment with the Company. Senior Vice President and Corporate Controller. The reporting person serves as the Company's Principal Accounting Officer. However, the reporting person is not an "executive officer" for purposes of the Securities Exchange Act of 1934, as amended or the rules promulgated thereunder. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2016-03-07