0001209191-19-007543.txt : 20190205
0001209191-19-007543.hdr.sgml : 20190205
20190205193246
ACCESSION NUMBER: 0001209191-19-007543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190201
FILED AS OF DATE: 20190205
DATE AS OF CHANGE: 20190205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITE BRETT T
CENTRAL INDEX KEY: 0001253343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 19569498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MINDBODY, Inc.
CENTRAL INDEX KEY: 0001458962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 201898451
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
BUSINESS PHONE: 877-755-4279
MAIL ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
FORMER COMPANY:
FORMER CONFORMED NAME: Mindbody, Inc.
DATE OF NAME CHANGE: 20110627
FORMER COMPANY:
FORMER CONFORMED NAME: MINDBODY, Inc.
DATE OF NAME CHANGE: 20090319
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-01
0
0001458962
MINDBODY, Inc.
MB
0001253343
WHITE BRETT T
4051 BROAD STREET
SUITE 220
SAN LUIS OBISPO
CA
93401
0
1
0
0
CFO & COO
Class A Common Stock
2019-02-01
4
A
0
49315
0.00
A
163813
D
Class A Common Stock
2019-02-01
4
C
0
10000
0.00
A
173813
D
Class A Common Stock
2019-02-01
4
S
0
10000
36.408
D
163813
D
Employee Stock Option (Right to Buy)
7.708
2019-02-01
4
M
0
10000
0.00
D
2016-06-24
2023-06-27
Class B Common Stock
10000
39467
D
Class B Common Stock
2019-02-01
4
M
0
10000
0.00
A
Class A Common Stock
10000
10000
D
Class B Common Stock
2019-02-01
4
C
0
10000
0.00
D
Class A Common Stock
10000
0
D
The reported securities represent an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of
the Issuer's Class A Common Stock upon settlement. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the
2015 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: one-fourth (1/4th) of the
RSUs will vest on February 20, 2020, and one-fourth (1/4th) of the RSUs will vest on each successive February 20 thereafter (or, if the 20th day
of the month is not a market trading day, then the vesting date will be the first trading day following the 20th day of the month).
Includes 144,739 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A
Common Stock upon settlement.
Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting
Person.
The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $36.38 to
$36.49, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full
information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration
date.
/s/ Brett T. White
2019-02-05