0001209191-19-007543.txt : 20190205 0001209191-19-007543.hdr.sgml : 20190205 20190205193246 ACCESSION NUMBER: 0001209191-19-007543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE BRETT T CENTRAL INDEX KEY: 0001253343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37453 FILM NUMBER: 19569498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDBODY, Inc. CENTRAL INDEX KEY: 0001458962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 201898451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4051 BROAD STREET STREET 2: SUITE 220 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 877-755-4279 MAIL ADDRESS: STREET 1: 4051 BROAD STREET STREET 2: SUITE 220 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: Mindbody, Inc. DATE OF NAME CHANGE: 20110627 FORMER COMPANY: FORMER CONFORMED NAME: MINDBODY, Inc. DATE OF NAME CHANGE: 20090319 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-01 0 0001458962 MINDBODY, Inc. MB 0001253343 WHITE BRETT T 4051 BROAD STREET SUITE 220 SAN LUIS OBISPO CA 93401 0 1 0 0 CFO & COO Class A Common Stock 2019-02-01 4 A 0 49315 0.00 A 163813 D Class A Common Stock 2019-02-01 4 C 0 10000 0.00 A 173813 D Class A Common Stock 2019-02-01 4 S 0 10000 36.408 D 163813 D Employee Stock Option (Right to Buy) 7.708 2019-02-01 4 M 0 10000 0.00 D 2016-06-24 2023-06-27 Class B Common Stock 10000 39467 D Class B Common Stock 2019-02-01 4 M 0 10000 0.00 A Class A Common Stock 10000 10000 D Class B Common Stock 2019-02-01 4 C 0 10000 0.00 D Class A Common Stock 10000 0 D The reported securities represent an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: one-fourth (1/4th) of the RSUs will vest on February 20, 2020, and one-fourth (1/4th) of the RSUs will vest on each successive February 20 thereafter (or, if the 20th day of the month is not a market trading day, then the vesting date will be the first trading day following the 20th day of the month). Includes 144,739 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $36.38 to $36.49, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Brett T. White 2019-02-05