0001752724-20-002402.txt : 20200108 0001752724-20-002402.hdr.sgml : 20200108 20200108170719 ACCESSION NUMBER: 0001752724-20-002402 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20200108 DATE AS OF CHANGE: 20200108 EFFECTIVENESS DATE: 20200108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND CENTRAL INDEX KEY: 0001253327 IRS NUMBER: 000000000 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-21400 FILM NUMBER: 20516289 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001253327 XXXXXXXX 811-21400 false false false N-2 EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND 811-21400 0001253327 549300KZTQOOF16ML741 TWO INTERNATIONAL PLACE BOSTON 02110 US-MA US 617-482-8260 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records. N N N-2 Y Valerie A. Mosley 000000000 N Thomas E. Faust Jr. 002843249 Y Helen Frame Peters 000000000 N George J. Gorman 000000000 N Cynthia E. Frost 000000000 N Scott E. Wennerholm 002398744 N Susan J. Sutherland 000000000 N Keith Quinton 000000000 N William H. Park 000000000 N Mark R. Fetting 000733409 N Marcus L. Smith 000000000 N Richard F. Froio 002214598 Two International Place Boston 02110 XXXXXX N N N N N N Eaton Vance Distributors, Inc. 8-47939 000037731 5493008E3UZUI6J6EL94 Y N Deloitte & Touche LLP 34 00000000000000000000 N N N N N N EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND 549300KZTQOOF16ML741 N 0 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) N N N N Eaton Vance Management 801-15930 000104859 549300RJ0CSL5M1B7J96 N American Stock Transfer & Trust Company, LLC 084-00416 254900TS5EWP83BEOU02 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Schweiz) AG 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N American Stock Transfer & Trust Company, LLC 254900TS5EWP83BEOU02 N N N Eaton Vance Management 549300RJ0CSL5M1B7J96 Y N N UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 65345.94 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 110068.53 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 61060.84 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 73375.42 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 41783.78 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 63295.07 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 97622.9 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 62684.79 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 113314.24 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 30778.94 797843.65 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 43989335 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 185307278.21 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 58982601.95 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 56365522 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 22655754.23 Cantor Fitzgerald & Co. 8-201 000000134 5493004J7H4GCPG6OB62 82971702.15 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 49066117.8 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 27665495.74 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 38656769.3 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 17102993.75 649489535.38 N 1682308052.74 Common stock Eaton Vance Tax-Advantaged Dividend Income Fund N Common stock N N N N 1.07 1.95 24.95000000 24.34 true INTERNAL CONTROL RPT 2 NCEN_3417077223367736.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Trustees and Shareholders of Eaton Vance Tax-Advantaged Dividend Income Fund: In planning and performing our audit of the financial statements of Eaton Vance Tax-Advantaged Dividend Income Fund (the "Fund") as of and for the year ended October 31, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of October 31, 2019. This report is intended solely for the information and use of management and the Trustees of Eaton Vance Tax-Advantaged Dividend Income Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Deloitte & Touche LLP Boston, Massachusetts December 17, 2019