0001562180-20-006421.txt : 20201023 0001562180-20-006421.hdr.sgml : 20201023 20201023164730 ACCESSION NUMBER: 0001562180-20-006421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201021 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spence Donald J CENTRAL INDEX KEY: 0001333002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 201258206 MAIL ADDRESS: STREET 1: C/O OAKMONT ACQUISITION CORP. STREET 2: 33 BLOOMFIELD HILLS PARKWAY, SUITE 240 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-10-21 false 0001253176 VAPOTHERM INC VAPO 0001333002 Spence Donald J 100 DOMAIN DRIVE EXETER NH 03833 true false false false Common Stock 2020-10-21 4 A false 6119.00 0.00 A 6119.00 D Common Stock 2020-10-21 4 A false 2719.00 0.00 A 8838.00 D These restricted stock units will vest in thirds over three years, on October 21, 2021, October 21, 2022, and October 21, 2023, subject to the Reporting Person's continued service on the Issuer's Board of Directors through each such vesting date. These restricted stock units will vest in full on the earlier of the first anniversary date of the date of grant or the date of the next regularly scheduled annual meeting of stockholders of the Company that follows such award, subject, in each case to the Reporting Person's continued service on the Issuer's Board of Directors through the applicable vesting date. /s/Anthony Ten Haagen, as Attorney In Fact 2020-10-23 EX-24 2 dspencepoa.txt POA POWER OF ATTORNEY I, Donald J. Spence, hereby authorize and designate each of Anthony TenHaagen, Adrain Bryant, Joseph Army, and John Landry, signing singly, as my true and lawful attorney-in-fact to: (I)execute for and on my behalf, in my capacity as a director of Vapotherm Inc. (the "Company"), the Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules and regulations promulgated thereunder; (2)do and perform any and all acts for and on my behalf which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such form with the Securities and Exchange Commission, any stock exchange or similar authority; and (3)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be to my benefit, in my best interest, or legally required ofme, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. I hereby further grant to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitutes or revocation, hereby ratifying and confirming all that such attorney-in fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I hereby acknowledge that the foregoing attorney-in-fact, in serving in such capacity at my request, is not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file the Forms 3, 4 and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly executed as of this 21st day of October, 2020. /s/ Donald J. Spence Donald J. Spence