0001562180-20-000492.txt : 20200123 0001562180-20-000492.hdr.sgml : 20200123 20200123171026 ACCESSION NUMBER: 0001562180-20-000492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Army Joseph CENTRAL INDEX KEY: 0001435005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 20542955 MAIL ADDRESS: STREET 1: ONE WASHINGTON CENTER, SUITE 400 CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-22 false 0001253176 VAPOTHERM INC VAPO 0001435005 Army Joseph 100 DOMAIN DRIVE EXETER NH 03833 true true false false President & CEO Common Stock 660905.00 D Stock Options (Right to buy) 17.15 2020-01-22 4 A false 71374.00 0.00 A 2029-01-11 Common Stock 71374.00 71374.00 D The number of securities beneficially owned by the reporting person was incorrectly reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on November 12, 2019, as such number was inadvertently not adjusted to reflect the Form 4 Amendment filed on September 13, 2019. This option is eligible to vest as to 25% of the underlying shares, the total number of which were determined at the Issuer's Compensation Committee meeting on January 22, 2020, on January 11, 2020, and thereafter, as to the remaining 75% of underlying shares, in 36 equal monthly installments, provided that the Reporting Person continues to serve as an employee or other service provider to the Issuer on each vesting date and otherwise subject to the Company's applicable equity incentive plan. /s/Anthony Ten Haagen, as Attorney In Fact 2020-01-23