0001235802-24-000017.txt : 20240229
0001235802-24-000017.hdr.sgml : 20240229
20240229164331
ACCESSION NUMBER: 0001235802-24-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240227
FILED AS OF DATE: 20240229
DATE AS OF CHANGE: 20240229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Army Joseph
CENTRAL INDEX KEY: 0001435005
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38740
FILM NUMBER: 24704572
MAIL ADDRESS:
STREET 1: ONE WASHINGTON CENTER, SUITE 400
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VAPOTHERM INC
CENTRAL INDEX KEY: 0001253176
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 462259298
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 DOMAIN DRIVE
CITY: EXETER
STATE: NH
ZIP: 03833
BUSINESS PHONE: 603-658-0411
MAIL ADDRESS:
STREET 1: 100 DOMAIN DRIVE
CITY: EXETER
STATE: NH
ZIP: 03833
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-02-27
0
0001253176
VAPOTHERM INC
VAPO
0001435005
Army Joseph
100 DOMAIN DRIVE
EXETER
NH
03833
1
1
0
0
President and CEO
0
Common Stock
392096
D
Common Stock
40625
I
Kimberly D. Army Revocable Trust
Common Stock
62
I
By spouse
Stock Option (right to buy)
137.2
2024-02-27
4
D
0
8921
D
2029-01-11
Common Stock
8921
0
D
Stock Option (right to buy)
0.915
2024-02-27
4
A
0
8921
A
2029-01-11
Common Stock
8921
8921
D
Stock Option (right to buy)
97.28
2024-02-27
4
D
0
22831
D
2030-01-01
Common Stock
22831
0
D
Stock Option (right to buy)
0.915
2024-02-27
4
A
0
22831
A
2030-01-01
Common Stock
22831
22831
D
Stock Option (right to buy)
97.28
2024-02-27
4
D
0
7533
D
2030-01-01
Common Stock
7533
0
D
Stock Option (right to buy)
0.915
2024-02-27
4
A
0
7533
A
2030-01-01
Common Stock
7533
7533
D
Stock Option (right to buy)
214.88
2024-02-27
4
D
0
6925
D
2031-01-01
Common Stock
6925
0
D
Stock Option (right to buy)
0.915
2024-02-27
4
A
0
6925
A
2031-01-01
Common Stock
6925
6925
D
Stock Option (right to buy)
13.44
2024-02-27
4
D
0
6
D
2028-01-17
Common Stock
6
0
I
By spouse
Stock Option (right to buy)
0.915
2024-02-27
4
A
0
6
A
2028-01-17
Common Stock
6
6
I
By spouse
Stock Option (right to buy)
137.2
2024-02-27
4
D
0
24
D
2029-01-11
Common Stock
24
0
I
By spouse
Stock Option (right to buy)
0.915
2024-02-27
4
A
0
24
A
2029-01-11
Common Stock
24
24
I
By spouse
This option, which was previously subject to four-year vesting, is fully vested.
The transactions reported herein reflect a stock option repricing effective February 27, 2024 pursuant to which the exercise price of the repriced options was amended to reduce the exercise price to $0.915 per share, the closing price of the Issuer's common stock on February 27, 2024. There is no change to the expiration dates or the vesting schedule of the repriced options.
This option vested as to 25% of the underlying shares on January 1, 2021, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, provided that the Reporting Person continues to serve as an employee or other service provider to the Issuer on each vesting date and otherwise subject to the Issuer's applicable equity incentive plan.
This option is held by the Reporting Person's spouse who is an employee of the Issuer and received the option in connection with that role and consistent in amount with that role.
On August 18, 2023, a 1-for-8 reverse split of the common stock of Vapotherm, Inc. occurred resulting in a decrease in the number of shares held by the Reporting Person. In addition, proportionate adjustments to the Reporting Person's outstanding equity awards, including the exercise price and number of shares exercisable under the option awards listed in Table II to this Form 4, have been made to reflect the 1-for-8 reverse stock split.
/s/ James Lightman, Attorney In Fact
2024-02-29