0001235802-24-000017.txt : 20240229 0001235802-24-000017.hdr.sgml : 20240229 20240229164331 ACCESSION NUMBER: 0001235802-24-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240227 FILED AS OF DATE: 20240229 DATE AS OF CHANGE: 20240229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Army Joseph CENTRAL INDEX KEY: 0001435005 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 24704572 MAIL ADDRESS: STREET 1: ONE WASHINGTON CENTER, SUITE 400 CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 462259298 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-02-27 0 0001253176 VAPOTHERM INC VAPO 0001435005 Army Joseph 100 DOMAIN DRIVE EXETER NH 03833 1 1 0 0 President and CEO 0 Common Stock 392096 D Common Stock 40625 I Kimberly D. Army Revocable Trust Common Stock 62 I By spouse Stock Option (right to buy) 137.2 2024-02-27 4 D 0 8921 D 2029-01-11 Common Stock 8921 0 D Stock Option (right to buy) 0.915 2024-02-27 4 A 0 8921 A 2029-01-11 Common Stock 8921 8921 D Stock Option (right to buy) 97.28 2024-02-27 4 D 0 22831 D 2030-01-01 Common Stock 22831 0 D Stock Option (right to buy) 0.915 2024-02-27 4 A 0 22831 A 2030-01-01 Common Stock 22831 22831 D Stock Option (right to buy) 97.28 2024-02-27 4 D 0 7533 D 2030-01-01 Common Stock 7533 0 D Stock Option (right to buy) 0.915 2024-02-27 4 A 0 7533 A 2030-01-01 Common Stock 7533 7533 D Stock Option (right to buy) 214.88 2024-02-27 4 D 0 6925 D 2031-01-01 Common Stock 6925 0 D Stock Option (right to buy) 0.915 2024-02-27 4 A 0 6925 A 2031-01-01 Common Stock 6925 6925 D Stock Option (right to buy) 13.44 2024-02-27 4 D 0 6 D 2028-01-17 Common Stock 6 0 I By spouse Stock Option (right to buy) 0.915 2024-02-27 4 A 0 6 A 2028-01-17 Common Stock 6 6 I By spouse Stock Option (right to buy) 137.2 2024-02-27 4 D 0 24 D 2029-01-11 Common Stock 24 0 I By spouse Stock Option (right to buy) 0.915 2024-02-27 4 A 0 24 A 2029-01-11 Common Stock 24 24 I By spouse This option, which was previously subject to four-year vesting, is fully vested. The transactions reported herein reflect a stock option repricing effective February 27, 2024 pursuant to which the exercise price of the repriced options was amended to reduce the exercise price to $0.915 per share, the closing price of the Issuer's common stock on February 27, 2024. There is no change to the expiration dates or the vesting schedule of the repriced options. This option vested as to 25% of the underlying shares on January 1, 2021, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, provided that the Reporting Person continues to serve as an employee or other service provider to the Issuer on each vesting date and otherwise subject to the Issuer's applicable equity incentive plan. This option is held by the Reporting Person's spouse who is an employee of the Issuer and received the option in connection with that role and consistent in amount with that role. On August 18, 2023, a 1-for-8 reverse split of the common stock of Vapotherm, Inc. occurred resulting in a decrease in the number of shares held by the Reporting Person. In addition, proportionate adjustments to the Reporting Person's outstanding equity awards, including the exercise price and number of shares exercisable under the option awards listed in Table II to this Form 4, have been made to reflect the 1-for-8 reverse stock split. /s/ James Lightman, Attorney In Fact 2024-02-29