0001235802-21-000025.txt : 20210427
0001235802-21-000025.hdr.sgml : 20210427
20210427164919
ACCESSION NUMBER: 0001235802-21-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190111
FILED AS OF DATE: 20210427
DATE AS OF CHANGE: 20210427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Army Joseph
CENTRAL INDEX KEY: 0001435005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38740
FILM NUMBER: 21859655
MAIL ADDRESS:
STREET 1: ONE WASHINGTON CENTER, SUITE 400
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VAPOTHERM INC
CENTRAL INDEX KEY: 0001253176
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 DOMAIN DRIVE
CITY: EXETER
STATE: NH
ZIP: 03833
BUSINESS PHONE: 603-658-0411
MAIL ADDRESS:
STREET 1: 100 DOMAIN DRIVE
CITY: EXETER
STATE: NH
ZIP: 03833
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-01-11
0
0001253176
VAPOTHERM INC
VAPO
0001435005
Army Joseph
100 DOMAIN DRIVE
EXETER
NH
03833
1
1
0
0
President and CEO
Common Stock
2020-01-20
4
A
0
500
0
A
500
I
By spouse
Common Stock
709921
D
Employee Stock Option (right to buy)
17.15
2019-01-11
4
A
0
198
0
A
2029-01-11
Common Stock
198
198
I
By spouse
Consists of 500 shares that will be issued over time upon vesting pursuant to a restricted stock unit granted to the Reporting Person's spouse under the Vapotherm, Inc. 2018 Equity Incentive Plan provided the Reporting Person's spouse continues to serve as an employee or other service provider to the Issuer on the vesting date. The Reporting Person's spouse is an employee of the Company and the restricted stock unit grant she received was in connection with that role and consistent in amount with that role.
Includes 27,700 shares that will be issued over time upon vesting pursuant to a restricted stock unit granted to the Reporting Person under the Vapotherm, Inc. 2018 Equity Incentive Plan.
This option is held by the Reporting Person's spouse, was granted under the Vapotherm, Inc. 2018 Equity Incentive Plan and is eligible to vest with respect to 25% of the underlying shares on January 11, 2020 and thereafter as to the remaining 75% of the underlying shares in 36 nearly equal monthly installments, provided the Reporting Person's spouse continues to serve as an employee or other service provider to the Issuer on each vesting date. The Reporting Person's spouse is an employee of the Company and the option grant she received was in connection with that role and consistent in amount with that role.
/s/Adrain Bryant, as Attorney In Fact
2021-04-27