0000899243-20-033190.txt : 20201209 0000899243-20-033190.hdr.sgml : 20201209 20201209182432 ACCESSION NUMBER: 0000899243-20-033190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3x5 Partners, LLC CENTRAL INDEX KEY: 0001762924 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 201378892 BUSINESS ADDRESS: STREET 1: 2540 NE MARTIN LUTHER KING, JR. BOULEVAR CITY: PORTLAND STATE: OR ZIP: 97212 BUSINESS PHONE: 503-808-9645 MAIL ADDRESS: STREET 1: 2540 NE MARTIN LUTHER KING, JR. BOULEVAR CITY: PORTLAND STATE: OR ZIP: 97212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-07 1 0001253176 VAPOTHERM INC VAPO 0001762924 3x5 Partners, LLC 2540 NE MARTIN LUTHER KING JR. BLVD. PORTLAND OR 97212 0 0 1 0 Common Stock 2020-12-07 4 J 0 442806 0.00 D 1350587 I By Vapotherm Investors, LLC Common Stock 2020-12-07 4 J 0 209992 0.00 D 629974 I By 3x5 Special Opportunity Fund, L.P. Common Stock 2020-12-08 4 S 0 21316 27.9015 D 608658 I By 3x5 Special Opportunity Fund, L.P. Common Stock 2020-12-09 4 S 0 3684 27.80 D 604974 I By 3x5 Special Opportunity Fund, L.P. Common Stock 2020-12-07 4 J 0 2625 0.00 A 5250 I By Arnerich 3x5 Special Opportunity Managers, L.P. Common Stock 30000 D Reflects a distribution of shares to the members of Vapotherm Investors, LLC on December 7, 2020. The Reporting Person is the managing member of Vapotherm Investors, LLC, the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein. Reflects a distribution of shares to the general partners and limited partners of 3x5 Special Opportunity Fund, L.P. The Reporting Person is a member of 3x5 Special Opportunity Partners, LLC. 3x5 Special Opportunity Partners, LLC is the general partner of 3x5 Special Opportunity Fund, L.P., the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.80 to $28.00, inclusive. The Reporting Person undertakes to provide Vapotherm Inc., any security holder of Vapotherm Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The Reporting Person is the general manager of Arnerich 3x5 Special Opportunity Managers, L.P. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein. /s/ Nicholas T. Walrod, managing member 2020-12-09