0000899243-20-022454.txt : 20200814 0000899243-20-022454.hdr.sgml : 20200814 20200814183440 ACCESSION NUMBER: 0000899243-20-022454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Army Joseph CENTRAL INDEX KEY: 0001435005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38740 FILM NUMBER: 201107213 MAIL ADDRESS: STREET 1: ONE WASHINGTON CENTER, SUITE 400 CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VAPOTHERM INC CENTRAL INDEX KEY: 0001253176 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 BUSINESS PHONE: 603-658-0411 MAIL ADDRESS: STREET 1: 100 DOMAIN DRIVE CITY: EXETER STATE: NH ZIP: 03833 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-12 0 0001253176 VAPOTHERM INC VAPO 0001435005 Army Joseph 100 DOMAIN DRIVE EXETER NH 03833 1 1 0 0 President & CEO Common Stock 2020-08-12 4 J 0 787 0.00 A 661692 D Common Stock 2020-08-12 4 J 0 9871 0.00 A 671563 D Distribution of shares by 3x5 Special Opportunity Fund, L.P. pro rata without consideration to its general partners and limited partners. A portion of this distribution was made pursuant to a sales plan adopted by 3x5 Special Opportunity Fund, L.P. and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Distribution of shares by Vapotherm Investors, LLC pro rata without consideration to its members. A portion of this distribution was made pursuant to a sales plan adopted by Vapotherm Investors, LLC and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. /s/ Anthony Ten Haagen, as Attorney in Fact 2020-08-14