X0206 3 2018-11-13 0 0001253176 VAPOTHERM INC VAPO 0001561748 Vapotherm Investors, LLC 2540 NE MARTIN LUTHER KING JR. BLVD. PORTLAND OR 97212 0 0 1 0 Series A Convertible Preferred Stock Common Stock 227600 D Series B Convertible Preferred Stock Common Stock 75700 D Series C Convertible Preferred Stock Common Stock 849239 D Series D Convertible Preferred Stock Common Stock 1073655 D Warrant to purchase Series A Convertible Preferred Stock Series A Convertible Preferred Stock 42857 D Series A Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series A Convertible Preferred Stock. Series B Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series B Convertible Preferred Stock. Series C Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series C Convertible Preferred Stock. Series D Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series D Convertible Preferred Stock. The warrants to purchase Series A Convertible Preferred Stock are exercisable at any time at the holder's election, and have an expiration date of September 7, 2022. Exhibit List Exhibit 24 - Power of Attorney /s/ John Landry, as Attorney-In-Fact 2018-11-13