0001252910-13-000001.txt : 20130816 0001252910-13-000001.hdr.sgml : 20130816 20130816144047 ACCESSION NUMBER: 0001252910-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130816 FILED AS OF DATE: 20130816 DATE AS OF CHANGE: 20130816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flaherty & Crumrine Dynamic Preferred & Income Fund Inc CENTRAL INDEX KEY: 0001559991 IRS NUMBER: 000000000 BUSINESS ADDRESS: BUSINESS PHONE: 626-795-7300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BOULEVARD, SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: Flaherty & Crumrine Preferred & Income Allocation Fund Inc DATE OF NAME CHANGE: 20121019 FORMER COMPANY: FORMER CONFORMED NAME: Flaherty & Crumrine Global Preferred & Income Securities Fund Inc DATE OF NAME CHANGE: 20121010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETTINGER ROBERT M CENTRAL INDEX KEY: 0001252910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22762 FILM NUMBER: 131044919 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 CITY: PASADENA STATE: CA ZIP: 91101 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-08-16 0 0001559991 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc DFP 0001252910 ETTINGER ROBERT M 301 E COLORADO BLVD STE 720 PASADENA CA 91101 0 1 0 0 President Common Stock 2013-08-16 4 P 0 5000 20.9 A 5000 D (1) Mr. Ettinger also indirectly holds an additional 4,198 shares through his ownership in 27.5% of Flaherty & Crumrine Incorporated. Robert M. Ettinger 2013-08-16