0001096906-20-000567.txt : 20201230 0001096906-20-000567.hdr.sgml : 20201230 20201230125611 ACCESSION NUMBER: 0001096906-20-000567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201228 FILED AS OF DATE: 20201230 DATE AS OF CHANGE: 20201230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAYLOR STUART CHARLES CENTRAL INDEX KEY: 0001252087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 201425064 MAIL ADDRESS: STREET 1: 7807 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-28 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001252087 GAYLOR STUART CHARLES 5847 SAN FELIPE STREET, SUITE 3700 HOUSTON TX 77057 1 0 0 0 Common Stock 2020-12-28 4 J 0 25556.0000 0.0000 A 719981.0000 D Stock Option 1.7500 2020-12-28 4 A 0 10000.0000 0.0000 A 2020-12-28 2030-12-28 Common Stock 10000.0000 10000.0000 D The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution Does not include 1,805,556 shares held of record by GF Holdings, Ltd., a Texas limited partnership. Mr. Gaylor is the manager of GF Holdings GP, LLC, a Texas limited liability company, which is the general partner of GF Holdings, Ltd. Mr. Gaylor has voting and dispositive control over securities held by GF Holdings, Ltd. Mr. Gaylor disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose (By Alexander N. Pearson, pursuant to a Power of Attorney dated April 2, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 filed on April 6, 2012 on behalf of Stuart Gaylor, which Power of Attorney is incorporated by reference) /s/ Stuart Gaylor 2020-12-30