0001144204-16-120807.txt : 20160823 0001144204-16-120807.hdr.sgml : 20160823 20160823182042 ACCESSION NUMBER: 0001144204-16-120807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHASERX, INC. CENTRAL INDEX KEY: 0001429386 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204690620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 206-805-6300 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 FORMER COMPANY: FORMER CONFORMED NAME: PHASERX INC DATE OF NAME CHANGE: 20080311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDT GORDON CENTRAL INDEX KEY: 0001251781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37772 FILM NUMBER: 161848003 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET CITY: SEATTLE STATE: WA ZIP: 98119 4 1 v447542_4.xml OWNERSHIP DOCUMENT X0306 4 2016-08-19 0 0001429386 PHASERX, INC. PZRX 0001251781 BRANDT GORDON 410 WEST HARRISON STREET SUITE 300 SEATTLE WA 98119 0 1 0 0 Chief Medical Officer Employee Stock Option (right to buy) 3.16 2016-08-19 4 A 0 125000 0 A 2026-08-19 Common Stock 125000 125000 D On August 19, 2016, the reporting person was granted an option to purchase shares of common stock. Twenty percent (20%) of the option was vested on the date of grant, and 1/36th of the remaining option vests in equal installments on each monthly anniversary of August 19, 2016, and subject to the reporting person's continued service to the Issuer. /s/ Gordon Brandt 2016-08-23