-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGf8h/KcsSU7kL/LaNXLB9GnX/UdUehBlkTy8bM6PZKHRNn469NmC1bs8jH9XJD3 x8gYLJUC3XbCXccd+pp91A== 0001104659-08-034132.txt : 20080516 0001104659-08-034132.hdr.sgml : 20080516 20080516192348 ACCESSION NUMBER: 0001104659-08-034132 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071120 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPATH, INC CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 161630142 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6335 FERRIS SQUARE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-678-0800 MAIL ADDRESS: STREET 1: 6335 FERRIS SQUARE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: JCG INC DATE OF NAME CHANGE: 20030702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkinson Gary J G CENTRAL INDEX KEY: 0001347053 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-50344 FILM NUMBER: 08843708 BUSINESS ADDRESS: BUSINESS PHONE: (858) 678-0800 X102 MAIL ADDRESS: STREET 1: C/O LPATH INC., STREET 2: 6335 FERRIS SQUARE, SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 4/A 1 a4a.xml 4/A X0202 4/A 2007-11-20 2007-11-23 0 0001251769 LPATH, INC LPTN 0001347053 Atkinson Gary J G C/O LPATH, INC. 6335 FERRIS SQUARE, SUITE A SAN DIEGO CA 92121 0 1 0 0 Vice Prsident, CFO & Secretary Restricted Stock Unit 2008-05-14 5 A 0 E 47500 0 A Class A Common Stock 47500 47500 D Restricted Stock Unit 2007-11-20 4 A 0 52500 0 A Class A Common Stock 52500 52500 D Each restricted stock unit represents a contingent right to receive one share of Lpath, Inc. Class A common stock. On November 20, 2007, the reporting person was granted a total of 200,000 restricted stock units, of which 100,000 vest upon the achievement of certain performance-based milestones described further in Footnote (3) below. On May 14, 2008, 47.5% of these performance-based restricted stock units vested as a result of achievement of certain milestones. Vested shares will be delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath due to disability, death or sale of Lpath. These performance-based restricted stock units represent the unvested remainder of 100,000 such units, the grant of which initially was disclosed on Line 2 of Table II on Form 4 filed by the reporting person with the SEC on November 23, 2007. The vested portion of such grant is reported on Line 1 in this Table II. These restricted stock units will vest at varying percentages upon the achievement of certain milestones related to the Company's research and clinical development. Vested shares will be delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath due to disability, death or sale of Lpath. /s/ Gary J.G. Atkinson 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----