The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERINAC HOLDING CORP | RSTD | 03077Y107 | 1,350 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPR | COMM | 05614L100 | 1,399 | 4,080,000 | SH | SOLE | 4,080,000 | 0 | 0 | ||
CLARUS CORPORATION | COMM | 18270P109 | 1,733 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
CVD EQUIPMENT CORP | COMM | 126601103 | 528 | 144,794 | SH | SOLE | 144,794 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 18,367 | 3,615,633 | SH | SOLE | 3,615,633 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | FUND | 294766100 | 117 | 71,304 | SH | SOLE | 71,304 | 0 | 0 | ||
GLYECO INC | RSTD | 38000P104 | 789 | 394,672 | SH | SOLE | 394,672 | 0 | 0 | ||
GRANITE CONSTRUCTION INC | COMM | 387328107 | 7,499 | 155,654 | SH | SOLE | 155,654 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COMM | 390607109 | 11,769 | 1,066,000 | SH | SOLE | 1,066,000 | 0 | 0 | ||
IMAGEWARE SYSTEMS SER A 8 PERCENT | RSTD | 0IWSYSERA | 1,500 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 1,256 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 3,405 | 5,239,240 | SH | SOLE | 5,239,240 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 26,192 | 2,795,300 | SH | SOLE | 2,795,300 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 729 | 972,050 | SH | SOLE | 972,050 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 31,257 | 3,079,556 | SH | SOLE | 3,079,556 | 0 | 0 | ||
MICRON SOLUTIONS INC | COMM | 59511X105 | 8 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 665 | 1,901,305 | SH | SOLE | 1,901,305 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 13,947 | 1,514,379 | SH | SOLE | 1,514,379 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 21,259 | 2,288,431 | SH | SOLE | 2,288,431 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W203 | 4,475 | 1,615,718 | SH | SOLE | 1,615,718 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 11,147 | 4,222,308 | SH | SOLE | 4,222,308 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 7,613 | 1,972,360 | SH | SOLE | 1,972,360 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 3,414 | 6,829,086 | SH | SOLE | 6,829,086 | 0 | 0 | ||
SUNOPTA INC | COMM | 8676EP108 | 905 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
TELOS CORP | PFRD | 87969B200 | 12,898 | 554,765 | SH | SOLE | 554,765 | 0 | 0 | ||
TILE SHOP HLDGS INC | COMM | 88677Q109 | 320 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
TRECORA RESOURCES | COMM | 894648104 | 766 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 1,444 | 232,961 | SH | SOLE | 232,961 | 0 | 0 | ||
WILLIAMS INDUSTRIAL SERVICES GROUP | COMM | 96951A104 | 8,284 | 3,633,045 | SH | SOLE | 3,633,045 | 0 | 0 |