The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BABCOCK & WILCOX ENTERPR | COMM | 05614L100 | 3,746 | 1,125,000 | SH | SOLE | 1,125,000 | 0 | 0 | ||
BIOSCRIP INC | COMM | 09069N108 | 10,450 | 3,800,000 | SH | SOLE | 3,800,000 | 0 | 0 | ||
BLACKBERRY LTD | COMM | 09228F103 | 6,149 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
BROADWIND ENERGY | COMM | 11161T207 | 162 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CLARUS CORPORATION | COMM | 18270P109 | 11,055 | 1,474,022 | SH | SOLE | 1,474,022 | 0 | 0 | ||
CVD EQUIPMENT CORP | COMM | 126601103 | 504 | 45,861 | SH | SOLE | 45,861 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 28,207 | 4,352,983 | SH | SOLE | 4,352,983 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | FUND | 294766100 | 173 | 71,304 | SH | SOLE | 71,304 | 0 | 0 | ||
GLOBAL POWER EQUIPMENT GROUP INC | COMM | 37941P306 | 5,860 | 3,167,718 | SH | SOLE | 3,167,718 | 0 | 0 | ||
GLYECO INC | COMM | 38000P104 | 4,431 | 49,797,748 | SH | SOLE | 49,797,748 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COMM | 390607109 | 5,208 | 1,073,845 | SH | SOLE | 1,073,845 | 0 | 0 | ||
IMAGEWARE SYSTEMS INC | COMM | 45245S108 | 1,629 | 1,093,000 | SH | SOLE | 1,093,000 | 0 | 0 | ||
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 1,145 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 7,315 | 4,600,816 | SH | SOLE | 4,600,816 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 34,737 | 2,682,400 | SH | SOLE | 2,682,400 | 0 | 0 | ||
LAYNE CHRISTENSEN COMPANY | COMM | 521050104 | 23,907 | 1,904,978 | SH | SOLE | 1,904,978 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 2,876 | 958,550 | SH | SOLE | 958,550 | 0 | 0 | ||
LIBBEY INC | COMM | 529898108 | 3,446 | 372,180 | SH | SOLE | 372,180 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 23,940 | 3,279,556 | SH | SOLE | 3,279,556 | 0 | 0 | ||
MICRON SOLUTIONS | COMM | 59511X105 | 13 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 2,127 | 1,636,305 | SH | SOLE | 1,636,305 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 15,905 | 1,588,923 | SH | SOLE | 1,588,923 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 22,171 | 2,184,319 | SH | SOLE | 2,184,319 | 0 | 0 | ||
NEPTUNE TECH & BIORESSOURCES | COMM | 64077P108 | 1,274 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
NEVADA GOLD & CASINOS INC | COMM | 64126Q206 | 1,690 | 722,188 | SH | SOLE | 722,188 | 0 | 0 | ||
NEW YORK & CO | COMM | 649295102 | 540 | 259,805 | SH | SOLE | 259,805 | 0 | 0 | ||
OMEGA PROTEIN CORP | COMM | 68210P107 | 4,414 | 265,108 | SH | SOLE | 265,108 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W203 | 1,431 | 1,230,061 | SH | SOLE | 1,230,061 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COMM | 75972A301 | 123 | 10,141 | SH | SOLE | 10,141 | 0 | 0 | ||
RENT A CENTER | COMM | 76009N100 | 204 | 17,800 | SH | SOLE | 17,800 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 12,626 | 4,008,023 | SH | SOLE | 4,008,023 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 1,864 | 1,433,982 | SH | SOLE | 1,433,982 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 12,126 | 6,415,568 | SH | SOLE | 6,415,568 | 0 | 0 | ||
TELOS CORP MD 12 PERCENT PFD | PFD | 126520204 | 6,102 | 554,765 | SH | SOLE | 554,765 | 0 | 0 | ||
TRANSWORLD CORPORATION | COMM | 89336R207 | 12,923 | 2,349,577 | SH | SOLE | 2,349,577 | 0 | 0 | ||
TRECORA RESOURCES | COMM | 894648104 | 665 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
US AUTO PARTS NETWORK INC | COMM | 90343C100 | 921 | 318,624 | SH | SOLE | 318,624 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 1,958 | 305,998 | SH | SOLE | 305,998 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | COMM | 98416J118 | 5,507 | 1,152,240 | SH | SOLE | 1,152,240 | 0 | 0 |