The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALJ REGIONAL HOLDINGS INC | COMM | 001627108 | 60 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPR | COMM | 05614L100 | 3,269 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
BIOSCRIP INC | COMM | 09069N108 | 6,460 | 3,800,000 | SH | SOLE | 3,800,000 | 0 | 0 | ||
BLACK DIAMOND INC | COMM | 09202G101 | 7,870 | 1,444,022 | SH | SOLE | 1,444,022 | 0 | 0 | ||
BLACKBERRY LTD | COMM | 09228F103 | 5,696 | 735,000 | SH | SOLE | 735,000 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 25,252 | 4,676,120 | SH | SOLE | 4,676,120 | 0 | 0 | ||
GLOBAL POWER EQUIPMENT GROUP INC | COMM | 37941P306 | 14,096 | 3,167,718 | SH | SOLE | 3,167,718 | 0 | 0 | ||
GLYECO INC | COMM | 38000P104 | 3,538 | 29,485,248 | SH | SOLE | 29,485,248 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COMM | 390607109 | 400 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HAIN CELESTIAL GROUP INC | COMM | 405217100 | 4,650 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HARSCO CORP | COMM | 415864107 | 9,128 | 715,939 | SH | SOLE | 715,939 | 0 | 0 | ||
HAWAIIAN TELCOM HOLDCO INC | COMM | 420031106 | 11,049 | 482,268 | SH | SOLE | 482,268 | 0 | 0 | ||
IMAGEWARE SYSTEMS INC | COMM | 45245S108 | 1,147 | 1,093,000 | SH | SOLE | 1,093,000 | 0 | 0 | ||
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 1,117 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 6,180 | 4,175,816 | SH | SOLE | 4,175,816 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 32,188 | 2,682,400 | SH | SOLE | 2,682,400 | 0 | 0 | ||
LAYNE CHRISTENSEN COMPANY | COMM | 521050104 | 15,935 | 1,802,700 | SH | SOLE | 1,802,700 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 1,430 | 715,000 | SH | SOLE | 715,000 | 0 | 0 | ||
LEATT CORP | COMM | 522132208 | 152 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 21,603 | 3,258,369 | SH | SOLE | 3,258,369 | 0 | 0 | ||
MICRON CORP | COMM | 595112103 | 13,519 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 2,918 | 1,379,805 | SH | SOLE | 1,379,805 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 16,272 | 1,810,000 | SH | SOLE | 1,810,000 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 21,843 | 2,184,329 | SH | SOLE | 2,184,329 | 0 | 0 | ||
NEPTUNE TECH & BIORESSOURCES | COMM | 64077P108 | 1,862 | 1,825,450 | SH | SOLE | 1,825,450 | 0 | 0 | ||
NEVADA GOLD & CASINOS INC | COMM | 64126Q206 | 1,645 | 772,188 | SH | SOLE | 772,188 | 0 | 0 | ||
OMEGA PROTEIN CORP | COMM | 68210P107 | 1,604 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W203 | 2,155 | 916,791 | SH | SOLE | 916,791 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COMM | 75972A301 | 106 | 10,141 | SH | SOLE | 10,141 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 11,813 | 2,386,496 | SH | SOLE | 2,386,496 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 1,835 | 1,433,982 | SH | SOLE | 1,433,982 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 11,000 | 5,789,794 | SH | SOLE | 5,789,794 | 0 | 0 | ||
TELOS CORP MD 12 percent PFD | PFD | 87969B200 | 4,972 | 552,465 | SH | SOLE | 552,465 | 0 | 0 | ||
TRANSWORLD CORPORATION | COMM | 89336R207 | 15,154 | 2,349,577 | SH | SOLE | 2,349,577 | 0 | 0 | ||
TRECORA RESOURCES | COMM | 894648104 | 328 | 29,512 | SH | SOLE | 29,512 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 2,206 | 305,998 | SH | SOLE | 305,998 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | COMM | 98416J118 | 5,987 | 935,500 | SH | SOLE | 935,500 | 0 | 0 |