The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BIOSCRIP INC | COMM | 09069N108 | 2,537 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
BLACK DIAMOND INC | COMM | 09202G101 | 3,934 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
BLACKBERRY LTD | COMM | 09228F103 | 18,560 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
BREEZE-EASTERN CORP | COMM | 106764103 | 41,934 | 2,117,911 | SH | SOLE | 2,117,911 | 0 | 0 | ||
CHECKPOINT SYSTEMS INC | COMM | 162825103 | 3,895 | 621,313 | SH | SOLE | 621,313 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 18,384 | 4,377,286 | SH | SOLE | 4,377,286 | 0 | 0 | ||
GLOBAL POWER EQUIPMENT GROUP INC | COMM | 37941P306 | 9,833 | 2,825,526 | SH | SOLE | 2,825,526 | 0 | 0 | ||
GLYECO INC | COMM | 38000P104 | 869 | 10,735,247 | SH | SOLE | 10,735,247 | 0 | 0 | ||
HAMPSHIRE GROUP LTD | COMM | 408859106 | 237 | 1,186,463 | SH | SOLE | 1,186,463 | 0 | 0 | ||
HAWAIIAN TELCOM HOLDCO INC | COMM | 420031106 | 9,944 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ARRHYTHMIA RESEARCH TECH | COMM | 42698308 | 18 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
IMAGEWARE SYSTEMS INC | COMM | 45245S108 | 1,421 | 1,093,000 | SH | SOLE | 1,093,000 | 0 | 0 | ||
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 951 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 12,286 | 3,250,182 | SH | SOLE | 3,250,182 | 0 | 0 | ||
KOPPERS HOLDINGS INC | COMM | 50060P106 | 5,184 | 284,043 | SH | SOLE | 284,043 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 31,732 | 2,682,400 | SH | SOLE | 2,682,400 | 0 | 0 | ||
LAYNE CHRISTENSEN COMPANY | COMM | 521050104 | 3,202 | 608,915 | SH | SOLE | 608,915 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 522 | 715,000 | SH | SOLE | 715,000 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 22,570 | 3,247,524 | SH | SOLE | 3,247,524 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 2,181 | 956,625 | SH | SOLE | 956,625 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 4,368 | 592,659 | SH | SOLE | 592,659 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 21,369 | 2,111,553 | SH | SOLE | 2,111,553 | 0 | 0 | ||
NEVADA GOLD & CASINOS INC | COMM | 64126Q206 | 1,737 | 772,188 | SH | SOLE | 772,188 | 0 | 0 | ||
OMEGA PROTEIN CORP | COMM | 68210P107 | 33,089 | 1,490,494 | SH | SOLE | 1,490,494 | 0 | 0 | ||
PRIMO WATER CORP | COMM | 74165N105 | 8,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W104 | 1,391 | 2,006,502 | SH | SOLE | 2,006,502 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COMM | 75972A301 | 1,858 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 3,240 | 767,700 | SH | SOLE | 767,700 | 0 | 0 | ||
SEQUENTIAL BRANDS GROUP INC | COMM | 81734P107 | 1,500 | 189,600 | SH | SOLE | 189,600 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 2,222 | 1,433,982 | SH | SOLE | 1,433,982 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 9,140 | 4,098,606 | SH | SOLE | 4,098,606 | 0 | 0 | ||
TELOS CORP MD 12% PFD | PREF | 87969B200 | 5,607 | 552,465 | SH | SOLE | 552,465 | 0 | 0 | ||
TRANSWORLD CORPORATION | COMM | 89336R207 | 5,921 | 2,349,577 | SH | SOLE | 2,349,577 | 0 | 0 | ||
WESTMORELAND COAL CO | COMM | 960878106 | 4,033 | 685,951 | SH | SOLE | 685,951 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 2,175 | 305,998 | SH | SOLE | 305,998 | 0 | 0 |