The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BIOSCRIP INC | COMM | 09069N108 | 2,580 | 1,380,000 | SH | SOLE | 1,380,000 | 0 | 0 | ||
BLACKBERRY LTD | COMM | 09228F103 | 12,260 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
BREEZE-EASTERN CORP | COMM | 106764103 | 29,608 | 2,117,911 | SH | SOLE | 2,117,911 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 12,431 | 4,377,286 | SH | SOLE | 4,377,286 | 0 | 0 | ||
FRANCESCAS HOLDINGS CORP | COMM | 351793104 | 306 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GLOBAL POWER EQUIPMENT GROUP INC | COMM | 37941P306 | 10,212 | 2,782,726 | SH | SOLE | 2,782,726 | 0 | 0 | ||
HAMPSHIRE GROUP LTD | COMM | 408859106 | 186 | 742,425 | SH | SOLE | 742,425 | 0 | 0 | ||
ARRHYTHMIA RESEARCH TECH | COMM | 42698308 | 21 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
HAWAIIAN TELCOM HOLDCO INC | COMM | 420031106 | 7,481 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
IMAGEWARE SYSTEMS INC | COMM | 45245S108 | 878 | 585,000 | SH | SOLE | 585,000 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 13,466 | 3,074,527 | SH | SOLE | 3,074,527 | 0 | 0 | ||
KOPPERS HOLDINGS INC | COMM | 50060P106 | 5,525 | 273,943 | SH | SOLE | 273,943 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 31,101 | 2,665,000 | SH | SOLE | 2,665,000 | 0 | 0 | ||
LAYNE CHRISTENSEN COMPANY | COMM | 521050104 | 2,085 | 320,700 | SH | SOLE | 320,700 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 894 | 715,000 | SH | SOLE | 715,000 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 20,856 | 3,547,027 | SH | SOLE | 3,547,027 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 2,070 | 690,000 | SH | SOLE | 690,000 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 2,051 | 249,806 | SH | SOLE | 249,806 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 24,511 | 2,046,000 | SH | SOLE | 2,046,000 | 0 | 0 | ||
NEVADA GOLD & CASINOS INC | COMM | 64126Q206 | 1,160 | 772,188 | SH | SOLE | 772,188 | 0 | 0 | ||
OMEGA PROTEIN CORP | COMM | 68210P107 | 28,643 | 1,687,917 | SH | SOLE | 1,687,917 | 0 | 0 | ||
PRIMO WATER CORP | COMM | 74165N105 | 13,539 | 1,793,180 | SH | SOLE | 1,793,180 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W104 | 840 | 1,500,502 | SH | SOLE | 1,500,502 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 2,223 | 1,433,982 | SH | SOLE | 1,433,982 | 0 | 0 | ||
SPDR GOLD TRUST | ETF | 78463V107 | 1,004 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 6,255 | 3,636,766 | SH | SOLE | 3,636,766 | 0 | 0 | ||
TELOS CORP MD 12% PFD | PREF | 87969B200 | 5,417 | 492,465 | SH | SOLE | 492,465 | 0 | 0 | ||
TRANSWORLD CORPORATION | COMM | 89336R207 | 5,992 | 2,349,577 | SH | SOLE | 2,349,577 | 0 | 0 | ||
WESTMORELAND COAL CO | COMM | 960878106 | 4,336 | 307,759 | SH | SOLE | 307,759 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 1,814 | 302,298 | SH | SOLE | 302,298 | 0 | 0 |