0001144204-14-068873.txt : 20141114 0001144204-14-068873.hdr.sgml : 20141114 20141114163846 ACCESSION NUMBER: 0001144204-14-068873 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 141224889 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 09-30-2014 09-30-2014 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 11-14-2014 0 25 216245 INFORMATION TABLE 2 infotable.xml ARI NETWORK SERVICES COMM 001930205 5339 1727989 SH SOLE 1727989 0 0 ARRHYTHMIA RESH TECHNOLOGY INC COMM 42698308 22 3363 SH SOLE 3363 0 0 BLACKBERRY LTD COMM 09228F103 18815 2070000 SH SOLE 2070000 0 0 BREEZE-EASTERN CORP COMM 106764103 21582 2117911 SH SOLE 2117911 0 0 CHIQUITA BRANDS INTL COMM 170032809 21940 1611339 SH SOLE 1611339 0 0 DLH HOLDINGS CORP COMM 23335Q100 8493 4377286 SH SOLE 4377286 0 0 GLYECO INC COMM 38000P104 2420 4481400 SH SOLE 4481400 0 0 HAMPSHIRE GROUP LTD COMM 408859106 2080 742425 SH SOLE 742425 0 0 HAWAIIAN TELCOM HOLDCO INC COMM 420031106 1572 59084 SH SOLE 59084 0 0 JASON INDUSTRIES INC COMM 471172106 10041 1139671 SH SOLE 1139671 0 0 LANDEC CORP COMM 514766104 30039 2630000 SH SOLE 2630000 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 410 50690 SH SOLE 50690 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 1195 500000 SH SOLE 500000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 16261 3547027 SH SOLE 3547027 0 0 MUSCLE PHARM CORP COMM 627335201 14128 1040000 SH SOLE 1040000 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 26462 1812990 SH SOLE 1812990 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 903 772188 SH SOLE 772188 0 0 NUVERRA ENVIRONMENTAL SOLUTI COMM 67091K203 929 79419 SH SOLE 79419 0 0 PRIMO WATER CORP COMM 74165N105 7244 1820000 SH SOLE 1820000 0 0 SMTC CORPORATION COMM 832682207 1717 1021461 SH SOLE 1021461 0 0 SPDR GOLD TRUST ETF 78463V107 1114 9400 SH SOLE 9400 0 0 SUMMER INFANT INC COMM 865646103 9558 3025000 SH SOLE 3025000 0 0 TELOS CORP MD 12% PFD PREF 87969B200 5700 405672 SH SOLE 405672 0 0 TRANSWORLD CORPORATION COMM 89336R207 6626 2349577 SH SOLE 2349577 0 0 WILHELMINA INTL COMM 968235200 1655 271365 SH SOLE 271365 0 0