The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARI NETWORK SERVICES | COMM | 001930205 | 5,460 | 1,727,989 | SH | SOLE | 1,727,989 | 0 | 0 | ||
ARRHYTHMIA RESH TECHNOLOGY | COMM | 42698308 | 17 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
BLACKBERRY LTD | COMM | 09228F103 | 7,272 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
BREEZE-EASTERN CORP | COMM | 106764103 | 20,925 | 2,117,911 | SH | SOLE | 2,117,911 | 0 | 0 | ||
CHIQUITA BRANDS INTL | COMM | 170032809 | 18,633 | 1,496,666 | SH | SOLE | 1,496,666 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 11,161 | 4,377,286 | SH | SOLE | 4,377,286 | 0 | 0 | ||
FEDERAL SIGNAL CORP | COMM | 313855108 | 6,780 | 455,000 | SH | SOLE | 455,000 | 0 | 0 | ||
GLYECO INC | COMM | 38000P104 | 3,558 | 3,356,399 | SH | SOLE | 3,356,399 | 0 | 0 | ||
HAMPSHIRE GROUP LTD | COMM | 408859106 | 3,229 | 742,425 | SH | SOLE | 742,425 | 0 | 0 | ||
HANDY & HARMAN LTD | COMM | 410315105 | 10,992 | 499,405 | SH | SOLE | 499,405 | 0 | 0 | ||
KID BRANDS INC | COMM | 49375T100 | 234 | 668,403 | SH | SOLE | 668,403 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 19,132 | 1,714,400 | SH | SOLE | 1,714,400 | 0 | 0 | ||
LAYNE CHRISTENSEN COMPANY | COMM | 521050104 | 922 | 50,690 | SH | SOLE | 50,690 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 1,625 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MAM SOFTWARE GROUP INC | COMM | 55277Q201 | 19,863 | 3,547,027 | SH | SOLE | 3,547,027 | 0 | 0 | ||
MODUSLINK GLOBAL SOLUTIONS INC | COMM | 60786L107 | 211 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 6,400 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 22,269 | 1,616,134 | SH | SOLE | 1,616,134 | 0 | 0 | ||
NEVADA GOLD & CASINOS INC | COMM | 64126Q206 | 903 | 772,188 | SH | SOLE | 772,188 | 0 | 0 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COMM | 67091K203 | 1,915 | 94,419 | SH | SOLE | 94,419 | 0 | 0 | ||
PRIMO WATER CORP | COMM | 74165N105 | 7,033 | 1,807,850 | SH | SOLE | 1,807,850 | 0 | 0 | ||
QUESTAR ASSMT INC COM | COMM | 74837A101 | 4 | 50,010 | SH | SOLE | 50,010 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 1,713 | 860,750 | SH | SOLE | 860,750 | 0 | 0 | ||
SPDR GOLD TRUST | ETF | 78463V107 | 1,162 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
STORAGENETWORKS INC | COMM | 86211E103 | 0 | 88,200 | SH | SOLE | 88,200 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646103 | 6,323 | 3,025,000 | SH | SOLE | 3,025,000 | 0 | 0 | ||
TELOS CORP MD 12% PFD | PREF | 87969B200 | 6,008 | 400,272 | SH | SOLE | 400,272 | 0 | 0 | ||
TRANSWORLD CORPORATION | COMM | 89336R207 | 7,283 | 2,349,567 | SH | SOLE | 2,349,567 | 0 | 0 | ||
WESTMORELAND COAL CO | COMM | 960878106 | 13,712 | 460,445 | SH | SOLE | 460,445 | 0 | 0 |