0001144204-14-031222.txt : 20140515 0001144204-14-031222.hdr.sgml : 20140515 20140515161516 ACCESSION NUMBER: 0001144204-14-031222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD CAPITAL INC CENTRAL INDEX KEY: 0001251567 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14761 FILM NUMBER: 14847449 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 2129600814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVE STREET 2: STE 509 CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001251567 XXXXXXXX 03-31-2014 03-31-2014 false WYNNEFIELD CAPITAL INC

450 Seventh Ave Ste 509 New York NY 10123

13F HOLDINGS REPORT 028-14761 N Joshua H. Landes 212-760-0814 /s/ Joshua H. Landes New York NY 05-15-2014 0 29 204739 INFORMATION TABLE 2 infotable.xml ARI NETWORK SERVICES COMM 001930205 5460 1727989 SH SOLE 1727989 0 0 ARRHYTHMIA RESH TECHNOLOGY COMM 42698308 17 3363 SH SOLE 3363 0 0 BLACKBERRY LTD COMM 09228F103 7272 900000 SH SOLE 900000 0 0 BREEZE-EASTERN CORP COMM 106764103 20925 2117911 SH SOLE 2117911 0 0 CHIQUITA BRANDS INTL COMM 170032809 18633 1496666 SH SOLE 1496666 0 0 DLH HOLDINGS CORP COMM 23335Q100 11161 4377286 SH SOLE 4377286 0 0 FEDERAL SIGNAL CORP COMM 313855108 6780 455000 SH SOLE 455000 0 0 GLYECO INC COMM 38000P104 3558 3356399 SH SOLE 3356399 0 0 HAMPSHIRE GROUP LTD COMM 408859106 3229 742425 SH SOLE 742425 0 0 HANDY & HARMAN LTD COMM 410315105 10992 499405 SH SOLE 499405 0 0 KID BRANDS INC COMM 49375T100 234 668403 SH SOLE 668403 0 0 LANDEC CORP COMM 514766104 19132 1714400 SH SOLE 1714400 0 0 LAYNE CHRISTENSEN COMPANY COMM 521050104 922 50690 SH SOLE 50690 0 0 LEARNING TREE INTERNATIONAL COMM 522015106 1625 500000 SH SOLE 500000 0 0 MAM SOFTWARE GROUP INC COMM 55277Q201 19863 3547027 SH SOLE 3547027 0 0 MODUSLINK GLOBAL SOLUTIONS INC COMM 60786L107 211 50000 SH SOLE 50000 0 0 MUSCLE PHARM CORP COMM 627335201 6400 1000000 SH SOLE 1000000 0 0 NATURES SUNSHINE PRODS INC COMM 639027101 22269 1616134 SH SOLE 1616134 0 0 NEVADA GOLD & CASINOS INC COMM 64126Q206 903 772188 SH SOLE 772188 0 0 NUVERRA ENVIRONMENTAL SOLUTI COMM 67091K203 1915 94419 SH SOLE 94419 0 0 PRIMO WATER CORP COMM 74165N105 7033 1807850 SH SOLE 1807850 0 0 QUESTAR ASSMT INC COM COMM 74837A101 4 50010 SH SOLE 50010 0 0 SMTC CORPORATION COMM 832682207 1713 860750 SH SOLE 860750 0 0 SPDR GOLD TRUST ETF 78463V107 1162 9400 SH SOLE 9400 0 0 STORAGENETWORKS INC COMM 86211E103 0 88200 SH SOLE 88200 0 0 SUMMER INFANT INC COMM 865646103 6323 3025000 SH SOLE 3025000 0 0 TELOS CORP MD 12% PFD PREF 87969B200 6008 400272 SH SOLE 400272 0 0 TRANSWORLD CORPORATION COMM 89336R207 7283 2349567 SH SOLE 2349567 0 0 WESTMORELAND COAL CO COMM 960878106 13712 460445 SH SOLE 460445 0 0