The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERINAC HOLDING CORP | RSTD | 03077Y107 | 1,125 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPR | COMM | 05614L209 | 675 | 661,964 | SH | SOLE | 661,964 | 0 | 0 | ||
CLARUS CORPORATION | COMM | 18270P109 | 98 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CVD EQUIPMENT | COMM | 126601103 | 11 | 4,794 | SH | SOLE | 4,794 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 16,193 | 3,846,260 | SH | SOLE | 3,846,260 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | FUND | 294766100 | 55 | 58,098 | SH | SOLE | 58,098 | 0 | 0 | ||
GLYECO INC | COMM | 38000P203 | 24 | 394,672 | SH | SOLE | 394,672 | 0 | 0 | ||
GRANITE CONSTRUCTION INC | COMM | 387328107 | 607 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COMM | 390607109 | 42 | 5,070 | SH | SOLE | 5,070 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 815 | 5,259,240 | SH | SOLE | 5,259,240 | 0 | 0 | ||
LEATT CORP | COMM | 522132208 | 129 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 24,943 | 2,870,300 | SH | SOLE | 2,870,300 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 587 | 979,050 | SH | SOLE | 979,050 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 447 | 1,936,305 | SH | SOLE | 1,936,305 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 6,617 | 1,514,379 | SH | SOLE | 1,514,379 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 19,418 | 2,388,431 | SH | SOLE | 2,388,431 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W203 | 1,894 | 1,618,595 | SH | SOLE | 1,618,595 | 0 | 0 | ||
RECRO PHARMA INC | COMM | 75629F109 | 106 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 8,757 | 4,271,710 | SH | SOLE | 4,271,710 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 4,622 | 1,983,590 | SH | SOLE | 1,983,590 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646301 | 1,587 | 758,786 | SH | SOLE | 758,786 | 0 | 0 | ||
SUNOPTA INC | COMM | 8676EP108 | 422 | 245,333 | SH | SOLE | 245,333 | 0 | 0 | ||
TELOS CORP | PERP | 87969B200 | 8,308 | 544,765 | SH | SOLE | 544,765 | 0 | 0 | ||
TILE SHOP HLDGS INC | COMM | 88677Q109 | 70 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 836 | 232,961 | SH | SOLE | 232,961 | 0 | 0 | ||
WILLIAMS INDUSTRIAL SERVICES GROUP | COMM | 96951A104 | 7,038 | 5,768,581 | SH | SOLE | 5,768,581 | 0 | 0 |