0001567619-20-001403.txt : 20200123 0001567619-20-001403.hdr.sgml : 20200123 20200123133713 ACCESSION NUMBER: 0001567619-20-001403 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200123 EFFECTIVENESS DATE: 20200123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC CENTRAL INDEX KEY: 0001251557 IRS NUMBER: 943256485 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10492 FILM NUMBER: 20541416 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4157829600 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: EGM CAPITAL LLC DATE OF NAME CHANGE: 20030701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001251557 XXXXXXXX 12-31-2019 12-31-2019 FALCON POINT CAPITAL, LLC

TWO EMBARCADERO CENTER STE 420 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-10492 N Michael Mahoney 415-782-9600 Michael Mahoney San Francisco CA 01-23-2020 1 109 78527 false 1 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 form13fInfoTable.xml ASGN Inc. COM 00191U102 803 11318 SH SOLE 10 0 11308 Adesto Technologies CORP COM 00687D101 179 21109 SH SOLE 21109 0 0 Agnico-Eagle Mines LTD COM 008474108 260 4223 SH SOLE 4223 0 0 Alibaba Group (ADR) COM 01609W102 278 1311 SH SOLE 1311 0 0 Allied Motion Technologies COM 019330109 632 13039 SH SOLE 13039 0 0 Alphatec Holdings, Inc. COM 02081g201 347 48955 SH SOLE 48955 0 0 Ameris Bancorp COM 03076K108 547 12855 SH SOLE 11 0 12844 Apollo Endosurgery Inc. COM 03767D108 120 42207 SH SOLE 42207 0 0 Aspen Group COM 04530L203 740 92474 SH SOLE 92474 0 0 BMC Stock Holdings INC COM 05591B109 766 26706 SH SOLE 158 0 26548 Barrett Business Services Inc COM 068463108 381 4216 SH SOLE 4216 0 0 Biolife Solutions INC COM 09062W204 205 12662 SH SOLE 12662 0 0 Boingo Wireless Inc. COM 09739c102 418 38191 SH SOLE 4346 0 33845 Box, Inc. COM 10316T104 870 51833 SH SOLE 9039 0 42794 BrightView Holdings Inc. COM 10948C107 615 36452 SH SOLE 34 0 36418 Brink's Co. COM 109696104 1039 11459 SH SOLE 9 0 11450 CRA International Inc. COM 12618t105 1430 26257 SH SOLE 26257 0 0 CalAmp Corp. COM 128126109 643 67109 SH SOLE 26470 0 40639 Cardiovascular Systems Inc. COM 141619106 2768 56966 SH SOLE 24137 0 32829 Carriage Services Inc. COM 143905107 864 33735 SH SOLE 33735 0 0 Chembio Diagnostics INC COM 163572209 88 19345 SH SOLE 19345 0 0 Chuy's Holdings COM 171604101 871 33610 SH SOLE 33610 0 0 CoStar Group, Inc. COM 22160n109 414 692 SH SOLE 692 0 0 Coeur Mining INC COM 192108504 91 11249 SH SOLE 11249 0 0 Cohu Inc. COM 192576106 842 36842 SH SOLE 36842 0 0 Cornerstone OnDemand COM 21925Y103 648 11065 SH SOLE 838 0 10227 Dycom Industries COM 267475101 306 6480 SH SOLE 7 0 6473 Eldorado Resorts, Inc. COM 28470R102 2135 35790 SH SOLE 7344 0 28446 Everi Holdings Inc. COM 30034t103 1175 87501 SH SOLE 43017 0 44484 FireEye Inc. COM 31816q101 1151 69651 SH SOLE 10471 0 59180 Five9 COM 338307101 1699 25910 SH SOLE 17161 0 8749 Fortress Transportation & Infr COM 34960P101 2974 152186 SH SOLE 82119 0 70067 GP Strategies Corp COM 36225V104 261 19718 SH SOLE 19718 0 0 Great Lakes Dredge & Dock Co. COM 390607109 806 71104 SH SOLE 71104 0 0 Hackett Group COM 404609109 618 38281 SH SOLE 38281 0 0 HealthEquity Inc. COM 42226A107 602 8134 SH SOLE 8 0 8126 Home Bancshares INC COM 436893200 619 31470 SH SOLE 24 0 31446 ICF International COM 44925C103 2693 29394 SH SOLE 13917 0 15477 IIVI Inc. COM 902104108 755 22418 SH SOLE 1768 0 20650 Jack In The Box Inc. COM 466367109 1148 14707 SH SOLE 2185 0 12522 Kornit Digital LTD COM M6372Q113 533 15581 SH SOLE 15581 0 0 Kura Sushi USA, Inc. COM 501270102 256 10068 SH SOLE 10068 0 0 LHG Group INC COM 50187A107 803 5827 SH SOLE 5 0 5822 Leaf Group COM 52177g102 396 98915 SH SOLE 98915 0 0 Ligand Pharmaceuticals Inc. COM 53220K504 846 8115 SH SOLE 52 0 8063 Limelight Networks Inc COM 53261M104 1953 478798 SH SOLE 226958 0 251840 MGM Grand COM 552953101 209 6294 SH SOLE 6294 0 0 MasTec, Inc. COM 576323109 1435 22371 SH SOLE 21 0 22350 Mastercard Inc. COM 57636q104 260 872 SH SOLE 872 0 0 Maximus, Inc. COM 577933104 664 8927 SH SOLE 7 0 8920 Medallia Inc. COM 584021109 805 25886 SH SOLE 25886 0 0 Medical Properties Trust Inc. COM 58463j304 1147 54353 SH SOLE 10971 0 43382 Microsoft Corp. COM 594918104 272 1722 SH SOLE 1722 0 0 NMI Holdings Inc. COM 629209305 773 23293 SH SOLE 23293 0 0 Neogenomics, Inc. COM 64049M209 2421 82779 SH SOLE 35562 0 47217 Nvidia Corp. COM 67066g104 258 1096 SH SOLE 1096 0 0 Omnicell, Inc. COM 68213N109 1178 14416 SH SOLE 89 0 14327 Onto Innovation Inc. COM 683344105 278 7616 SH SOLE 7616 0 0 OptiNose COM 68404V100 147 15894 SH SOLE 15894 0 0 Perficient Inc. COM 71375U101 2244 48718 SH SOLE 21181 0 27537 Petroquest Energy Inc. COM 716748405 11 11910 SH SOLE 11910 0 0 Pfenex Inc. COM 717071104 385 35072 SH SOLE 35072 0 0 PlayAGS,Inc. COM 72814N104 1414 116534 SH SOLE 45752 0 70782 Plymouth Industrial Reit Inc. COM 729640102 606 32954 SH SOLE 32954 0 0 Proofpoint, Inc. COM 743424103 823 7173 SH SOLE 2206 0 4967 Proshares Short High Yield COM 74347R131 242 11753 SH SOLE 11753 0 0 Pzena Investment Management, I COM 74731q103 499 57881 SH SOLE 57881 0 0 QUMU Corporation COM 749063103 330 126335 SH SOLE 126335 0 0 Quanta Services Inc. COM 74762e102 270 6632 SH SOLE 6632 0 0 Quinstreet, Inc. COM 74874Q100 1023 66795 SH SOLE 66795 0 0 R1 RCM Inc. COM 749397105 2439 187923 SH SOLE 85049 0 102874 Ringcentral Inc. COM 76680R206 437 2588 SH SOLE 2588 0 0 Saia Inc. COM 78709y105 766 8228 SH SOLE 8 0 8220 Scorpio Tankers INC COM Y7542C130 1218 30967 SH SOLE 4578 0 26389 SeaSpine Holdings Corp. COM 81255T108 1062 88409 SH SOLE 40502 0 47907 Sprint Corp. COM 85207u105 76 14594 SH SOLE 14594 0 0 Strategic Education Inc. COM 86272C103 258 1626 SH SOLE 1626 0 0 Switch Inc COM 87105L104 1024 69111 SH SOLE 62 0 69049 Systemax Inc. COM 871851101 755 30010 SH SOLE 30010 0 0 Taiwan Semiconductor ADR COM 874039100 314 5402 SH SOLE 5402 0 0 Triton International Ltd COM G9078F107 263 6540 SH SOLE 6540 0 0 Universal Technical Institute, COM 913915104 649 84192 SH SOLE 84192 0 0 Upland Software Inc. COM 91544A109 777 21745 SH SOLE 21745 0 0 Urstadt Biddle Properties COM 917286205 234 9440 SH SOLE 9440 0 0 Veracyte Inc. COM 92337F107 1387 49670 SH SOLE 22854 0 26816 Vericel Corporation COM 92346j108 997 57318 SH SOLE 23669 0 33649 Viavi Solutions Inc. COM 925550105 614 40924 SH SOLE 2673 0 38251 ViewRay, Inc. COM 92672L107 232 55085 SH SOLE 55085 0 0 Visa Inc - Class A Shares COM 92826c839 255 1358 SH SOLE 1358 0 0 Vishay Precision Group COM 92835K103 508 14941 SH SOLE 14941 0 0 Vonage Holdings Corp. COM 92886t201 1203 162376 SH SOLE 10922 0 151454 Watts Water Technologies-A COM 942749102 471 4720 SH SOLE 41 0 4679 WillScot Corp. COM 971375126 1235 66770 SH SOLE 443 0 66327 Wintrust Financial Corporation COM 97650W108 789 11133 SH SOLE 9 0 11124 XPO Logistics Inc. COM 983793100 226 2839 SH SOLE 2839 0 0 Xenon Pharmaceuticals INC COM 98420N105 170 12980 SH SOLE 12980 0 0 American Homes 4 Rent PRD 02665t801 207 8000 SH SOLE 8000 0 0 Apollo Global Management LLC PRD 037612405 266 10000 SH SOLE 10000 0 0 TravelCenters of America PRD 894174309 379 15000 SH SOLE 15000 0 0 Wintrust Financial Group PRD 97650W405 217 7500 SH SOLE 7500 0 0 Boingo Wireless CVBOND 09739CAB8 221 250000 PRN SOLE 250000 0 0 Calamp Corp. CVBOND 128126AB5 493 500000 PRN SOLE 500000 0 0 Encore Capital Group Inc. CVBOND 292554AH5 245 250000 PRN SOLE 250000 0 0 Fireeye Inc. CVBOND 31816QAD3 241 250000 PRN SOLE 250000 0 0 Horizon Global Corp. CVBOND 44052WAA2 199 250000 PRN SOLE 250000 0 0 Scorpio Tankers Inc CVBOND 80918TAB5 307 250000 PRN SOLE 250000 0 0 Vonage Holdings Corp CVBOND 92886TAH5 223 250000 PRN SOLE 250000 0 0 AMG Capital CVPFD 00170F209 434 9000 SH SOLE 9000 0 0 NY Community Cap Trust V CVPFD 64944P307 454 9000 SH SOLE 9000 0 0