0001140361-15-015150.txt : 20150413
0001140361-15-015150.hdr.sgml : 20150413
20150413141022
ACCESSION NUMBER: 0001140361-15-015150
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150413
DATE AS OF CHANGE: 20150413
EFFECTIVENESS DATE: 20150413
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 15766396
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
03-31-2015
03-31-2015
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
N
Michael J. Mahoney
Sr. Managing Director
415-782-9600
Michael J. Mahoney
San Francisco
CA
04-13-2015
1
115
128713
false
1
0000721204
028-01190
RUSSELL FRANK CO/
INFORMATION TABLE
2
form13fInfoTable.xml
Abiomed Inc.
COM
003654100
1856
25923
SH
SOLE
22609
0
3314
Actavis Plc.
COM
G0083B108
555
1864
SH
SOLE
1864
0
0
Acxiom Corp.
COM
005125109
1295
70040
SH
SOLE
53800
0
16240
Agnico-Eagle Mines LTD
COM
008474108
358
12818
SH
SOLE
12818
0
0
Alliance Data Systems Corp.
COM
018581108
299
1009
SH
SOLE
1009
0
0
Ann Taylor
COM
035623107
1601
39012
SH
SOLE
31426
0
7586
Apogee Enterprises, Inc.
COM
037598109
980
22694
SH
SOLE
15614
0
7080
Apple Inc.
COM
037833100
529
4254
SH
SOLE
4254
0
0
Berry Plastics Group Inc.
COM
08579w103
818
22600
SH
SOLE
15985
0
6615
Biodelivery Sciences Intl.
COM
09060J106
1407
133954
SH
SOLE
114606
0
19348
Bofi Holding Inc.
COM
05566U108
273
2930
SH
SOLE
0
0
2930
Boingo Wireless Inc.
COM
09739c102
1824
241860
SH
SOLE
241860
0
0
Build-A-Bear Workshop Inc.
COM
120076104
1839
93570
SH
SOLE
93570
0
0
Calamp Corp
COM
128126109
189
11700
SH
SOLE
0
0
11700
Callidus Software, Inc.
COM
13123E500
2581
203570
SH
SOLE
180520
0
23050
Capital Senior Living Corp.
COM
140475104
2331
89850
SH
SOLE
74689
0
15161
Cardtronics Inc.
COM
14161h108
1134
30163
SH
SOLE
20158
0
10005
Carmike Cinemas Inc.
COM
143436400
1178
35055
SH
SOLE
28255
0
6800
Carriage Services Inc.
COM
143905107
1459
61109
SH
SOLE
61109
0
0
Carrizo Oil & Gas Inc.
COM
144577103
784
15792
SH
SOLE
10615
0
5177
Cavium Networks Inc
COM
14964U108
259
3660
SH
SOLE
3660
0
0
Cheesecake Factory
COM
163072101
964
19547
SH
SOLE
14722
0
4825
Chuy's Holdings
COM
171604101
2962
131462
SH
SOLE
114183
0
17279
CoStar Group, Inc.
COM
22160n109
425
2148
SH
SOLE
2148
0
0
Core-Mark Holding Company, Inc
COM
218681104
2618
40696
SH
SOLE
34480
0
6216
Cornerstone ONDE
COM
21925Y103
1382
47826
SH
SOLE
37083
0
10743
Corrections Corporation of Ame
COM
22025y407
226
5621
SH
SOLE
5621
0
0
Cumulus Media Inc.
COM
231082108
732
296554
SH
SOLE
211923
0
84631
Cynosure INC
COM
232577205
221
7191
SH
SOLE
7191
0
0
Deckers Outdoor Corp.
COM
243537107
1187
16293
SH
SOLE
13056
0
3237
Diamond Hill Investment Group,
COM
25264R207
3467
21668
SH
SOLE
21668
0
0
Dice Holdings Inc.
COM
253017107
2268
254307
SH
SOLE
219401
0
34906
Entravision
COM
29382R107
1082
170933
SH
SOLE
170933
0
0
Ethan Allen Interiors
COM
297602104
973
35220
SH
SOLE
35220
0
0
Excel Trust Inc
COM
30068C109
491
35000
SH
SOLE
35000
0
0
Facebook Inc.
COM
30303M102
407
4948
SH
SOLE
4948
0
0
Flamel Technologies (ADR)
COM
338488109
1864
103644
SH
SOLE
90873
0
12771
Greenbrier Companies Inc
COM
393657101
919
15842
SH
SOLE
10265
0
5577
Huron Consulting Group
COM
447462102
2682
40541
SH
SOLE
33370
0
7171
ICON plc
COM
G4705A100
1584
22452
SH
SOLE
15702
0
6750
In Contact Inc.
COM
45336e109
1930
177033
SH
SOLE
177033
0
0
Infoblox Inc
COM
45672H104
1878
78663
SH
SOLE
62290
0
16373
Integrated Device Technology,
COM
458118106
302
15100
SH
SOLE
0
0
15100
Intercept Group
COM
45845P108
303
1074
SH
SOLE
1074
0
0
Intuigive Surgical
COM
46120e602
270
535
SH
SOLE
535
0
0
Inventure Foods Inc.
COM
461212102
1218
108826
SH
SOLE
108826
0
0
JDS Uniphase
COM
46612J507
146
11113
SH
SOLE
11113
0
0
Jack In The Box Inc.
COM
466367109
1892
19727
SH
SOLE
15312
0
4415
Jamba Inc.
COM
47023a309
700
47565
SH
SOLE
47565
0
0
Jazz Pharmaceuticals PLC
COM
G50871105
424
2451
SH
SOLE
2451
0
0
Keryx Biopharma
COM
492515101
887
69689
SH
SOLE
52026
0
17663
LA Qutina Holdings
COM
50420D108
528
22292
SH
SOLE
22292
0
0
LaSalle Hotel Properties
COM
517942108
1304
33563
SH
SOLE
22670
0
10893
LinkedIn Corp.
COM
53578a108
452
1809
SH
SOLE
1809
0
0
Lululemon Athletica Inc
COM
550021109
286
4470
SH
SOLE
4470
0
0
MDC Partners Inc.
COM
552697104
6201
218725
SH
SOLE
207421
0
11304
Market Vectors Junior Gold Min
COM
57061R544
233
10273
SH
SOLE
10273
0
0
Marketo Inc.
COM
57063L107
1606
62689
SH
SOLE
48132
0
14557
Marten Transport LTD
COM
573075108
1243
53561
SH
SOLE
53561
0
0
Mastercard Inc
COM
57636q104
324
3751
SH
SOLE
3751
0
0
Maximus, Inc.
COM
577933104
1785
26732
SH
SOLE
19519
0
7213
Maxwell Technologies Inc.
COM
577767106
879
109105
SH
SOLE
109105
0
0
Medical Properties Trust Inc.
COM
58463j304
697
47300
SH
SOLE
47300
0
0
Monotype Imaging Holdings Inc.
COM
61022p100
2495
76454
SH
SOLE
69305
0
7149
Monro Muffler Brake Inc.
COM
610236101
1869
28727
SH
SOLE
21503
0
7224
Natus Medical Inc.
COM
639050103
3450
87399
SH
SOLE
77070
0
10329
Neogenomics, Inc.
COM
64049M209
972
208241
SH
SOLE
208241
0
0
Newport Corp
COM
651824104
1052
55175
SH
SOLE
55175
0
0
Old Dominion Freight Line, Inc
COM
679580100
267
3448
SH
SOLE
3448
0
0
On Assignment Inc.
COM
682159108
1568
40854
SH
SOLE
28539
0
12315
Osir Therapeutics
COM
68827R108
392
22273
SH
SOLE
22273
0
0
PDF Solutions Inc.
COM
693282105
2348
131015
SH
SOLE
113742
0
17273
Pacira Pharmaceuticals Inc.
COM
695127100
263
2960
SH
SOLE
0
0
2960
Peak Resorts Inc
COM
70469L100
216
35000
SH
SOLE
35000
0
0
Perficient Inc.
COM
71375U101
2511
121366
SH
SOLE
102307
0
19059
PetroQuest Energy Inc.
COM
716748108
553
240456
SH
SOLE
240456
0
0
PowerShares S&P SmallCap Healt
COM
73937b886
1390
20167
SH
SOLE
20167
0
0
Premiere Global Services Inc.
COM
740585104
1011
105703
SH
SOLE
105703
0
0
Prestige Brands Holdings Inc.
COM
74112d101
1025
23897
SH
SOLE
16374
0
7523
Proofpoint, Inc.
COM
743424103
3150
53194
SH
SOLE
48945
0
4249
Pzena Investment Management, I
COM
74731q103
1492
162757
SH
SOLE
162757
0
0
Quality Distribution
COM
74756M102
1562
151167
SH
SOLE
151167
0
0
Qualys Inc.
COM
74758T303
1899
40860
SH
SOLE
35460
0
5400
Repligen Corp.
COM
759916109
1079
35533
SH
SOLE
35533
0
0
SPDR S&P 500 Biotech
COM
78464A870
1551
6879
SH
SOLE
6879
0
0
SPS Commerce Inc.
COM
78463m107
2499
37249
SH
SOLE
31494
0
5755
Saia Inc.
COM
78709y105
204
4600
SH
SOLE
0
0
4600
Sequential Brand
COM
817340201
1188
111004
SH
SOLE
111004
0
0
Southwest Airlines
COM
844741108
367
8294
SH
SOLE
8294
0
0
Steelcase Inc
COM
858155203
1228
64813
SH
SOLE
45193
0
19620
Steris Corp
COM
859152100
507
7210
SH
SOLE
7210
0
0
Sunopta Inc.
COM
8676EP108
1444
135998
SH
SOLE
113475
0
22523
Supernus Phamraceutical Inc
COM
868459108
274
22674
SH
SOLE
22674
0
0
Swift Transportation Inc.
COM
87074U101
1015
39026
SH
SOLE
39026
0
0
Tal International Group, Inc.
COM
874083108
266
6540
SH
SOLE
6540
0
0
Tearlab Corp
COM
878193101
158
79620
SH
SOLE
79620
0
0
Tetraphase Pharma
COM
88165N105
245
6676
SH
SOLE
6676
0
0
Tutor Perini Corp.
COM
901109108
1508
64567
SH
SOLE
64567
0
0
UFP Technologies Inc.
COM
902673102
729
32003
SH
SOLE
32003
0
0
Urstadt Biddle Properties
COM
917286205
649
28140
SH
SOLE
28140
0
0
Vascular Solutions
COM
92231M109
563
18565
SH
SOLE
18565
0
0
WageWorks, Inc.
COM
930427109
1597
29938
SH
SOLE
23169
0
6769
CitiGroup Inc. 6.875%
PRD
172967341
545
20000
SH
SOLE
20000
0
0
Duke Energy Corp. 5.125%
PRD
26441c303
506
20000
SH
SOLE
20000
0
0
PNC Financial 5.375%
PRD
693475832
499
20000
SH
SOLE
20000
0
0
PPL Corp. 5.9%
PRD
69352p202
511
20000
SH
SOLE
20000
0
0
SCE Trust II 5.1%
PRD
78407r204
606
25000
SH
SOLE
25000
0
0
Travelcenters of America 8%
PRD
894174309
524
20000
SH
SOLE
20000
0
0
US Bancorp 6% Series G
PRD
902973817
273
10000
SH
SOLE
10000
0
0
Hercules II 6/30/29 6.5%
CVBOND
427056BC9
701
769000
PRN
SOLE
769000
0
0
Huron Consulting Group I 1.25%
CVBOND
447462AA0
552
500000
PRN
SOLE
500000
0
0
Telecommunication System 7.75%
CVBOND
87929JAC7
480
500000
PRN
SOLE
500000
0
0
AMG Capital 5.15%
CVPFD
00170f209
609
10000
SH
SOLE
10000
0
0
NY Community Cap Trust V 6%
CVPFD
64944p307
508
10000
SH
SOLE
10000
0
0
PetroQuest Energy 6.875%
CVPFD
716748207
352
15000
SH
SOLE
15000
0
0