0001140361-13-032072.txt : 20130813
0001140361-13-032072.hdr.sgml : 20130813
20130813162650
ACCESSION NUMBER: 0001140361-13-032072
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130813
DATE AS OF CHANGE: 20130813
EFFECTIVENESS DATE: 20130813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCON POINT CAPITAL, LLC
CENTRAL INDEX KEY: 0001251557
IRS NUMBER: 943256485
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10492
FILM NUMBER: 131033423
BUSINESS ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4157829600
MAIL ADDRESS:
STREET 1: TWO EMBARCADERO CENTER STE 420
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: EGM CAPITAL LLC
DATE OF NAME CHANGE: 20030701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001251557
XXXXXXXX
06-30-2013
06-30-2013
FALCON POINT CAPITAL, LLC
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-10492
Y
The reporting manager has not included certain holdings reported by Frank Russell Company.
James A. Bitzer
Sr. Managing Director
415-782-9600
/s/ James A. Bitzer
San Francisco
CA
08-12-2013
0
125
90877
false
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T Corp.
COM
001957109
227
6421
SH
SOLE
6421
0
0
Aaron's, Inc.
COM
002535300
255
9095
SH
SOLE
9095
0
0
Acxiom Corp.
COM
005125109
2215
97681
SH
SOLE
97681
0
0
Advisory Board Company
COM
00762w107
450
8239
SH
SOLE
8239
0
0
Alcatel-Lucent Sponsored (ADR)
COM
013904305
102
55930
SH
SOLE
55930
0
0
Alliance Data Systems Corp.
COM
018581108
1092
6034
SH
SOLE
6034
0
0
American Axle & Mfg Holdings,
COM
024061103
190
10188
SH
SOLE
10188
0
0
Ann Taylor
COM
035623107
345
10388
SH
SOLE
10388
0
0
Apple Inc
COM
037833100
464
1169
SH
SOLE
1169
0
0
Arkansas Best Corp.
COM
040790107
777
33837
SH
SOLE
33837
0
0
Arthocare Corp.
COM
043136100
926
26818
SH
SOLE
26818
0
0
Atmel Corp.
COM
049513104
186
25339
SH
SOLE
25339
0
0
Bally Technologies Inc
COM
05874b107
1399
24790
SH
SOLE
24790
0
0
Berry Plastics Group Inc.
COM
08579w103
236
10705
SH
SOLE
10705
0
0
Bonanza Creek Energy, Inc.
COM
097793103
906
25550
SH
SOLE
25550
0
0
Boulder Brands Inc.
COM
101405108
381
31654
SH
SOLE
31654
0
0
Bravo Brio Restaurant Group
COM
10567B109
515
28886
SH
SOLE
28886
0
0
CBS Corp
COM
124857202
787
16111
SH
SOLE
16111
0
0
CREE Research Inc.
COM
225447101
886
13880
SH
SOLE
13880
0
0
Cadence Pharmaceuticals Inc
COM
12738t100
629
92217
SH
SOLE
92217
0
0
Capital Senior Living Corp.
COM
140475104
877
36704
SH
SOLE
36704
0
0
Cardtronics Inc.
COM
14161h108
224
8116
SH
SOLE
8116
0
0
Carriage Services Inc.
COM
143905107
183
10779
SH
SOLE
10779
0
0
Carrizo Oil & Gas Inc.
COM
144577103
633
22352
SH
SOLE
22352
0
0
Celgene Corp.
COM
151020104
853
7288
SH
SOLE
7288
0
0
Chicago Bridge & Iron-NY SHR (
COM
167250109
719
12050
SH
SOLE
12050
0
0
CoStar Group, Inc.
COM
22160n109
1053
8162
SH
SOLE
8162
0
0
Consolidated Graphics, Inc.
COM
209341106
1075
22875
SH
SOLE
22875
0
0
Corrections Corporation of Ame
COM
22025y407
1133
33450
SH
SOLE
33450
0
0
Crocs Inc
COM
227046109
434
26292
SH
SOLE
26292
0
0
DXP Enterprises Inc.
COM
233377407
876
13146
SH
SOLE
13146
0
0
Demand Media, Inc.
COM
24802N109
98
16370
SH
SOLE
16370
0
0
Destination XL Group Inc.
COM
25065k104
269
42368
SH
SOLE
42368
0
0
Diamond Hill Investment Group,
COM
25264R207
1849
21607
SH
SOLE
21607
0
0
Dice Holdings Inc
COM
253017107
692
75087
SH
SOLE
75087
0
0
Diversified Restaurant Holding
COM
25532m105
197
24778
SH
SOLE
24778
0
0
Einstein Noah Restaurant Grp
COM
28257u104
570
40159
SH
SOLE
40159
0
0
Electronics for Imaging Inc.
COM
286082102
1198
42345
SH
SOLE
42345
0
0
ExactTarget, Inc.
COM
30064k105
1089
32295
SH
SOLE
32295
0
0
General Cable Corp.
COM
369300108
384
12502
SH
SOLE
12502
0
0
Gilead Sciences, Inc.
COM
375558103
873
17025
SH
SOLE
17025
0
0
Google Inc. Class A
COM
38259p508
291
331
SH
SOLE
331
0
0
Hanger Orthopedic Group, Inc.
COM
41043F208
993
31398
SH
SOLE
31398
0
0
Herbalife Ltd
COM
g4412g101
697
15450
SH
SOLE
15450
0
0
Hub Group, Inc.
COM
443320106
595
16345
SH
SOLE
16345
0
0
Huron Consulting Group
COM
447462102
2251
48682
SH
SOLE
48682
0
0
ICON plc (ADR)
COM
G4705A100
612
17261
SH
SOLE
17261
0
0
In Contact Inc.
COM
45336e109
1100
133802
SH
SOLE
133802
0
0
Informatica Corp.
COM
45666q102
767
21927
SH
SOLE
21927
0
0
Insulet Corp.
COM
45784P101
361
11509
SH
SOLE
11509
0
0
Jack In The Box Inc.
COM
466367109
1596
40613
SH
SOLE
40613
0
0
Jacobs Engineering Group Inc.
COM
469814107
766
13892
SH
SOLE
13892
0
0
LaSalle Hotel Properties
COM
517942108
515
20870
SH
SOLE
20870
0
0
Leapfrog Enterprises, Inc.
COM
52186n106
1121
113896
SH
SOLE
113896
0
0
LinkedIn Corp.
COM
53578a108
815
4570
SH
SOLE
4570
0
0
Liquidity Services Inc.
COM
53635b107
333
9603
SH
SOLE
9603
0
0
MDC Partners Inc.
COM
552697104
2131
118105
SH
SOLE
118105
0
0
MICROS Systems, Inc.
COM
594901100
508
11779
SH
SOLE
11779
0
0
Market Leader Inc.
COM
57056r103
121
11340
SH
SOLE
11340
0
0
Martin Marietta Materials
COM
573284106
566
5750
SH
SOLE
5750
0
0
Mastercard Inc
COM
57636q104
772
1343
SH
SOLE
1343
0
0
Medical Properties Trust Inc.
COM
58463j304
677
47300
SH
SOLE
47300
0
0
Microsoft Corp.
COM
594918104
329
9520
SH
SOLE
9520
0
0
Millennial Media
COM
60040n105
109
12540
SH
SOLE
12540
0
0
Monotype Imaging Holdings Inc.
COM
61022p100
2739
107776
SH
SOLE
107776
0
0
Multimedia Games, Inc.
COM
625453105
2215
84971
SH
SOLE
84971
0
0
NII Holdings, Inc. - Class B
COM
62913f201
671
100780
SH
SOLE
100780
0
0
Natural Grocers By Vitamin Cot
COM
63888U108
837
26985
SH
SOLE
26985
0
0
Natus Medical Inc.
COM
639050103
244
17911
SH
SOLE
17911
0
0
New Residential Investment Cor
COM
64828T102
323
47850
SH
SOLE
47850
0
0
Newcastle Investment Corp.
COM
65105M108
475
90760
SH
SOLE
90760
0
0
Newmont Mining Corp
COM
651639106
270
9000
SH
SOLE
9000
0
0
Nu Skin Enterprises, Inc.
COM
67018T105
371
6062
SH
SOLE
6062
0
0
O2Micro International Limited
COM
67107W100
244
74069
SH
SOLE
74069
0
0
OSI Systems Inc.
COM
671044105
589
9148
SH
SOLE
9148
0
0
Old Dominion Freight Line, Inc
COM
679580100
383
9201
SH
SOLE
9201
0
0
PDF Solutions Inc.
COM
693282105
1138
61765
SH
SOLE
61765
0
0
Perficient Inc.
COM
71375U101
951
71317
SH
SOLE
71317
0
0
PetroQuest Energy Inc.
COM
716748108
515
130059
SH
SOLE
130059
0
0
Pfizer Inc
COM
717081103
594
21216
SH
SOLE
21216
0
0
PowerShares S&P SmallCap Healt
COM
73937b886
348
8101
SH
SOLE
8101
0
0
Premiere Global Services Inc.
COM
740585104
1557
128978
SH
SOLE
128978
0
0
Proofpoint, Inc.
COM
743424103
1563
64433
SH
SOLE
64433
0
0
Proto Labs, INC.
COM
743713109
624
9609
SH
SOLE
9609
0
0
Providence Service Corp
COM
743815102
259
8896
SH
SOLE
8896
0
0
RF Micro Devices
COM
749941100
140
26104
SH
SOLE
26104
0
0
Repligen Corp.
COM
759916109
282
34216
SH
SOLE
34216
0
0
Responsys Inc.
COM
761248103
4792
334866
SH
SOLE
334866
0
0
SHFL Entertainment, Inc.
COM
78423r105
209
11817
SH
SOLE
11817
0
0
SPS Commerce Inc.
COM
78463m107
1400
25456
SH
SOLE
25456
0
0
Sciquest Inc.
COM
80908t101
598
23873
SH
SOLE
23873
0
0
Seachange Intl. Inc.
COM
811699107
148
12670
SH
SOLE
12670
0
0
Shoe Carnival
COM
824889109
202
8393
SH
SOLE
8393
0
0
Swift Transportation Co. Inc.
COM
87074U101
403
24385
SH
SOLE
24385
0
0
Tal International Group, Inc.
COM
874083108
285
6540
SH
SOLE
6540
0
0
Tangoe Inc.
COM
87582y108
1795
116343
SH
SOLE
116343
0
0
Terex Corp.
COM
880779103
521
19808
SH
SOLE
19808
0
0
The GEO Group
COM
36159r103
683
20125
SH
SOLE
20125
0
0
Tivo Inc.
COM
888706108
152
13788
SH
SOLE
13788
0
0
Toyota Motor Corp. ADR
COM
892331307
767
6360
SH
SOLE
6360
0
0
Tutor Perini Corp.
COM
901109108
641
35417
SH
SOLE
35417
0
0
UFP Technologies Inc.
COM
902673102
208
10624
SH
SOLE
10624
0
0
UTI Worldwide
COM
G87210103
352
21379
SH
SOLE
21379
0
0
Unilife Corp.
COM
90478e103
384
121154
SH
SOLE
121154
0
0
Urstadt Biddle Properties
COM
917286205
568
28140
SH
SOLE
28140
0
0
WageWorks, Inc.
COM
930427109
1957
56799
SH
SOLE
56799
0
0
Weatherford International Inc.
COM
H27013103
756
55157
SH
SOLE
55157
0
0
Duke Energy Corp. 5.125%
PRD
26441c303
491
20000
SH
SOLE
20000
0
0
General Electric Capital Corp.
PRD
369622394
459
20000
SH
SOLE
20000
0
0
JPMorgan Chase 8.625%
PRD
46625H621
381
15000
SH
SOLE
15000
0
0
PNC Financial 5.375%
PRD
693475832
485
20000
SH
SOLE
20000
0
0
PPL Corp. 5.9%
PRD
69352P202
482
20000
SH
SOLE
20000
0
0
Revlon Inc. 12.75%
PRD
761525708
362
68323
SH
SOLE
68323
0
0
SCE Trust II 5.1%
PRD
78407R204
562
25000
SH
SOLE
25000
0
0
State Street Corp 5.25%
PRD
857477509
500
20000
SH
SOLE
20000
0
0
US Bancorp 6% Series G
PRD
902973817
274
10000
SH
SOLE
10000
0
0
Wells Fargo Co 5.125%
PRD
949746721
464
20000
SH
SOLE
20000
0
0
Callidus Software Inc. 4.75% d
CVBOND
13123EAB0
795
750000
PRN
SOLE
750000
0
0
Exide Technologies 0% due 9/18
CVBOND
302051AL1
75
600000
PRN
SOLE
600000
0
0
Hercules II 6/30/29 6.5%
CVBOND
427056BC9
648
769000
PRN
SOLE
769000
0
0
Providence Service 6.5% due 5/
CVBOND
743815AB8
1037
1000000
PRN
SOLE
1000000
0
0
AMG Capital 5.15%
CVPFD
00170F209
1079
20000
SH
SOLE
20000
0
0
Carriage Service Cap
CVPFD
14444T309
967
20125
SH
SOLE
20125
0
0
Continental Air 6% 11/15/30
CVPFD
210796306
881
20000
SH
SOLE
20000
0
0
PetroQuest Energy 6.875%
CVPFD
716748207
509
15000
SH
SOLE
15000
0
0