0001959173-24-002943.txt : 20240415 0001959173-24-002943.hdr.sgml : 20240415 20240415161637 ACCESSION NUMBER: 0001959173-24-002943 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240415 DATE AS OF CHANGE: 20240415 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKET PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001281895 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36829 FILM NUMBER: 24844835 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 646-440-9100 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 FORMER COMPANY: FORMER CONFORMED NAME: INOTEK PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20040226 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWELL DAVID P CENTRAL INDEX KEY: 0001251553 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O INOTEK PHARMACEUTICALS CORPORATION STREET 2: 91 HARTWELL AVENUE CITY: LEXINGTON STATE: MA ZIP: 02421 144 1 primary_doc.xml 144 0001251553 XXXXXXXX LIVE 0001281895 ROCKET PHARMACEUTICALS, INC. 001-36829 350 FIFTH AVENUE SUITE 7530 NEW YORK NY 10118 646-440-9100 SOUTHWELL DAVID P Director Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

10000 240522.06 90504248 04/15/2024 NASDAQ Common 04/15/2024 Option Granted - 08/28/2014 Issuer N 10000 04/15/2024 Cash N David P. Southwell

9 Cedarbrook Drive Cranbury NJ 08512

Common 04/12/2024 70000 1705263.00 04/15/2024 /s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David P. Southwell