0001614094-18-000005.txt : 20180104
0001614094-18-000005.hdr.sgml : 20180104
20180104161920
ACCESSION NUMBER: 0001614094-18-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEVENS THOMAS MICHAEL
CENTRAL INDEX KEY: 0001251445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 18510355
MAIL ADDRESS:
STREET 1: C/O BORLAND SOFTWARE CORPORATION
STREET 2: 20450 STEVENS CREEK BLVD, SUITE 800
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-01-02
0
0001002047
NetApp, Inc.
NTAP
0001251445
NEVENS THOMAS MICHAEL
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2018-01-02
4
M
0
17000
37.62
A
17000
D
Common Stock
2018-01-02
4
M
0
3000
34.52
A
20000
D
Common Stock
2018-01-02
4
S
0
20000
55.6689
D
0
D
Common Stock
20970
I
by Trust
Non-Qualified Stock Option (right to buy)
34.52
2018-01-02
4
M
0
3000
55.6689
D
2019-08-30
Common Stock
3000
0
D
Non-Qualified Stock Option (right to buy)
37.62
2018-01-02
4
M
0
17000
55.6689
D
2018-08-30
Common Stock
17000
0
D
The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $55.43 to $56.035. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
By: Roberta S Cohen Attorney-in-Fact For: T. Michael Nevens
2018-01-04