0001614094-18-000005.txt : 20180104 0001614094-18-000005.hdr.sgml : 20180104 20180104161920 ACCESSION NUMBER: 0001614094-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVENS THOMAS MICHAEL CENTRAL INDEX KEY: 0001251445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 18510355 MAIL ADDRESS: STREET 1: C/O BORLAND SOFTWARE CORPORATION STREET 2: 20450 STEVENS CREEK BLVD, SUITE 800 CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-01-02 0 0001002047 NetApp, Inc. NTAP 0001251445 NEVENS THOMAS MICHAEL 1395 CROSSMAN AVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2018-01-02 4 M 0 17000 37.62 A 17000 D Common Stock 2018-01-02 4 M 0 3000 34.52 A 20000 D Common Stock 2018-01-02 4 S 0 20000 55.6689 D 0 D Common Stock 20970 I by Trust Non-Qualified Stock Option (right to buy) 34.52 2018-01-02 4 M 0 3000 55.6689 D 2019-08-30 Common Stock 3000 0 D Non-Qualified Stock Option (right to buy) 37.62 2018-01-02 4 M 0 17000 55.6689 D 2018-08-30 Common Stock 17000 0 D The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017. The price in Column 4 is a weighted average price. The prices actually received ranged from $55.43 to $56.035. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Roberta S Cohen Attorney-in-Fact For: T. Michael Nevens 2018-01-04