0001437749-21-016097.txt : 20210630 0001437749-21-016097.hdr.sgml : 20210630 20210630172301 ACCESSION NUMBER: 0001437749-21-016097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210628 FILED AS OF DATE: 20210630 DATE AS OF CHANGE: 20210630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERKEL STEPHEN M CENTRAL INDEX KEY: 0001251144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38329 FILM NUMBER: 211062860 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS, INC. STREET 2: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMARK GROUP, INC. CENTRAL INDEX KEY: 0001690680 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 814467492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294775 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NRE DELAWARE, INC. DATE OF NAME CHANGE: 20161122 4 1 rdgdoc.xml FORM 4 X0306 4 2021-06-28 0001690680 NEWMARK GROUP, INC. NMRK 0001251144 MERKEL STEPHEN M C/O NEWMARK GROUP, INC. 125 PARK AVENUE NEW YORK NY 10017 1 EVP and Chief Legal Officer Class A common stock, par value $0.01 per share 2021-06-28 4 A 0 48072 A 48072 D Class A common stock, par value $0.01 per share 2021-06-28 4 F 0 13066 D 35006 D Class A common stock, par value $0.01 per share 2901 I By various trusts Class A common stock, par value $0.01 per share 10973 I By 401(k) Plan On June 28, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 48,072 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption of an aggregate of 51,124 non-exchangeable limited partnership interests of Newmark Holdings, L.P. held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. In connection with the transaction described above, 13,066 shares of Class A Common Stock were withheld to pay taxes on the transaction described above. Represents shares of Class A Common Stock of the Company held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee. Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of May 31, 2021. /s/ Stephen M. Merkel 2021-06-30