0001437749-21-016097.txt : 20210630
0001437749-21-016097.hdr.sgml : 20210630
20210630172301
ACCESSION NUMBER: 0001437749-21-016097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210628
FILED AS OF DATE: 20210630
DATE AS OF CHANGE: 20210630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERKEL STEPHEN M
CENTRAL INDEX KEY: 0001251144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38329
FILM NUMBER: 211062860
MAIL ADDRESS:
STREET 1: C/O BGC PARTNERS, INC.
STREET 2: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWMARK GROUP, INC.
CENTRAL INDEX KEY: 0001690680
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 814467492
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128294775
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: NRE DELAWARE, INC.
DATE OF NAME CHANGE: 20161122
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-06-28
0001690680
NEWMARK GROUP, INC.
NMRK
0001251144
MERKEL STEPHEN M
C/O NEWMARK GROUP, INC.
125 PARK AVENUE
NEW YORK
NY
10017
1
EVP and Chief Legal Officer
Class A common stock, par value $0.01 per share
2021-06-28
4
A
0
48072
A
48072
D
Class A common stock, par value $0.01 per share
2021-06-28
4
F
0
13066
D
35006
D
Class A common stock, par value $0.01 per share
2901
I
By various trusts
Class A common stock, par value $0.01 per share
10973
I
By 401(k) Plan
On June 28, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 48,072 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption of an aggregate of 51,124 non-exchangeable limited partnership interests of Newmark Holdings, L.P. held by the reporting person for zero. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
In connection with the transaction described above, 13,066 shares of Class A Common Stock were withheld to pay taxes on the transaction described above.
Represents shares of Class A Common Stock of the Company held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.
Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of May 31, 2021.
/s/ Stephen M. Merkel
2021-06-30