0001649709-16-000003.txt : 20160217
0001649709-16-000003.hdr.sgml : 20160217
20160217210828
ACCESSION NUMBER: 0001649709-16-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151216
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIFC Corp.
CENTRAL INDEX KEY: 0001313918
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 202008622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 250 PARK AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10177
BUSINESS PHONE: 212-624-1200
MAIL ADDRESS:
STREET 1: 250 PARK AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10177
FORMER COMPANY:
FORMER CONFORMED NAME: CIFC Deerfield Corp.
DATE OF NAME CHANGE: 20110421
FORMER COMPANY:
FORMER CONFORMED NAME: Deerfield Capital Corp.
DATE OF NAME CHANGE: 20071226
FORMER COMPANY:
FORMER CONFORMED NAME: Deerfield Triarc Capital Corp
DATE OF NAME CHANGE: 20050110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH STEPHEN FRANKLIN
CENTRAL INDEX KEY: 0001251110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32551
FILM NUMBER: 161435836
MAIL ADDRESS:
STREET 1: 6500 GREENVILLE AVE
STREET 2: STE 600
CITY: DALLAS
STATE: TX
ZIP: 75206
4
1
wf-form4_145576129774420.xml
FORM 4
X0306
4
2015-12-16
0
0001313918
CIFC Corp.
CIFC
0001251110
SMITH STEPHEN FRANKLIN
C/O CIFC CORP.
250 PARK AVE., 4TH FL.
NEW YORK
NY
10177
1
0
0
0
Restricted Stock Units
2015-12-16
4
A
0
5988
0
D
Common Stock
0.0
5988
D
Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer.
All of the Restricted Stock Units shall become vested on the earlier of (a) the date on which the Issuer holds its 2016 Annual Meeting if the Participant has remained in continuous Service from the Grant Date through the Annual Meeting, (b) the date, within ninety (90) days after a Sale Event, on which no Director as of the Grant Date remains a member of the Board and (iii) July 1, 2016 (provided that the Participant has remained in continuous Service from the Grant Date through July 1, 2016). Capitalized terms used herein shall have the meanings assigned to them in the Award Agreement.
/s/ Stephen Smith
2016-02-17