0001144204-19-047807.txt : 20191009 0001144204-19-047807.hdr.sgml : 20191009 20191009203957 ACCESSION NUMBER: 0001144204-19-047807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191007 FILED AS OF DATE: 20191009 DATE AS OF CHANGE: 20191009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYER BRETT CENTRAL INDEX KEY: 0001250881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38608 FILM NUMBER: 191145172 MAIL ADDRESS: STREET 1: C/O FOCUS ENHANCEMENTS INC STREET 2: 1370 DELL AVE CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Wireless Technologies, Inc. CENTRAL INDEX KEY: 0001682149 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 301135279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6840 VIA DEL ORO STE. 280 CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-627-4716 MAIL ADDRESS: STREET 1: 6840 VIA DEL ORO STE. 280 CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: Summit Semiconductor Inc. DATE OF NAME CHANGE: 20180501 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR DATE OF NAME CHANGE: 20180416 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR INC. DATE OF NAME CHANGE: 20180413 4 1 tv530900_4.xml OWNERSHIP DOCUMENT X0306 4 2019-10-07 0 0001682149 Summit Wireless Technologies, Inc. WISA 0001250881 MOYER BRETT C/O SUMMIT WIRELESS TECHNOLOGIES, INC. 6840 VIA DEL ORO STE. 280 SAN JOSE CA 95119 1 1 0 0 See Remarks Common Stock 2019-10-07 4 M 0 9058 0.80 A 333978 D Warrants (right to buy) 5.40 2019-10-07 4 H 0 9058 D 2018-02-28 2023-02-28 Common Stock 9058 0 D Warrants (right to buy) 0.80 2019-10-07 4 P 0 4529 A 2019-10-07 2023-02-28 Common Stock 4529 4529 D Warrants (right to buy) 0.79 2019-10-07 4 P 0 4529 A 2019-10-07 2023-02-28 Common Stock 4529 4529 D Warrants (right to buy) 0.80 2019-10-07 4 M 0 4529 0 D 2019-10-07 2023-02-28 Common Stock 4529 0 D Warrants (right to buy) 5.40 2019-10-07 4 H 0 9058 D 2016-12-23 2021-12-23 Common Stock 9058 0 D Warrants (right to buy) 0.80 2019-10-07 4 P 0 4529 A 2019-10-07 2021-12-23 Common Stock 4529 4529 D Warrants (right to buy) 0.79 2019-10-07 4 P 0 4529 A 2019-10-07 2021-12-23 Common Stock 4529 4529 D Warrants (right to buy) 0.80 2019-10-07 4 M 0 4529 0 D 2019-10-07 2021-12-23 Common Stock 4529 0 D Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019. Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Chief Executive Officer, President and Chairman of the Board /s/ Brett Moyer 2019-10-09