0001144204-19-047807.txt : 20191009
0001144204-19-047807.hdr.sgml : 20191009
20191009203957
ACCESSION NUMBER: 0001144204-19-047807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191007
FILED AS OF DATE: 20191009
DATE AS OF CHANGE: 20191009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYER BRETT
CENTRAL INDEX KEY: 0001250881
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38608
FILM NUMBER: 191145172
MAIL ADDRESS:
STREET 1: C/O FOCUS ENHANCEMENTS INC
STREET 2: 1370 DELL AVE
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Wireless Technologies, Inc.
CENTRAL INDEX KEY: 0001682149
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 301135279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 408-627-4716
MAIL ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
FORMER COMPANY:
FORMER CONFORMED NAME: Summit Semiconductor Inc.
DATE OF NAME CHANGE: 20180501
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR
DATE OF NAME CHANGE: 20180416
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR INC.
DATE OF NAME CHANGE: 20180413
4
1
tv530900_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-10-07
0
0001682149
Summit Wireless Technologies, Inc.
WISA
0001250881
MOYER BRETT
C/O SUMMIT WIRELESS TECHNOLOGIES, INC.
6840 VIA DEL ORO STE. 280
SAN JOSE
CA
95119
1
1
0
0
See Remarks
Common Stock
2019-10-07
4
M
0
9058
0.80
A
333978
D
Warrants (right to buy)
5.40
2019-10-07
4
H
0
9058
D
2018-02-28
2023-02-28
Common Stock
9058
0
D
Warrants (right to buy)
0.80
2019-10-07
4
P
0
4529
A
2019-10-07
2023-02-28
Common Stock
4529
4529
D
Warrants (right to buy)
0.79
2019-10-07
4
P
0
4529
A
2019-10-07
2023-02-28
Common Stock
4529
4529
D
Warrants (right to buy)
0.80
2019-10-07
4
M
0
4529
0
D
2019-10-07
2023-02-28
Common Stock
4529
0
D
Warrants (right to buy)
5.40
2019-10-07
4
H
0
9058
D
2016-12-23
2021-12-23
Common Stock
9058
0
D
Warrants (right to buy)
0.80
2019-10-07
4
P
0
4529
A
2019-10-07
2021-12-23
Common Stock
4529
4529
D
Warrants (right to buy)
0.79
2019-10-07
4
P
0
4529
A
2019-10-07
2021-12-23
Common Stock
4529
4529
D
Warrants (right to buy)
0.80
2019-10-07
4
M
0
4529
0
D
2019-10-07
2021-12-23
Common Stock
4529
0
D
Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.
Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.
Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.
Chief Executive Officer, President and Chairman of the Board
/s/ Brett Moyer
2019-10-09