-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iw0u2C9u4JdNRGxiYTknp2usEZcty1vWmWS/3RmyPV3JNhFG4X4tgPdJ5nwdan4A UQb0C67+E3VhL3p/CUsryg== 0001005477-07-003371.txt : 20070601 0001005477-07-003371.hdr.sgml : 20070601 20070601164719 ACCESSION NUMBER: 0001005477-07-003371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070531 FILED AS OF DATE: 20070601 DATE AS OF CHANGE: 20070601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE, STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128501864 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KADLEC CHARLES W CENTRAL INDEX KEY: 0001250607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 07894705 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar123.xml FORM 4 X0202 4 2007-05-31 0 0000099614 TRI-CONTINENTAL CORP TY 0001250607 KADLEC CHARLES W 100 PARK AVENUE NEW YORK NY 10017 0 1 0 1 Vice President Dir. of Issuer's Inv. Adv. Common Stock 2007-05-31 4 P 0 200 26.43 A 7917.8254 D Common Stock 2007-05-31 4 P 0 200 26.44 A 8117.8254 D Common Stock 2007-05-31 4 P 0 600 26.45 A 8717.8254 D Common Stock 2007-05-31 4 P 0 300 26.46 A 9017.8254 D Common Stock 2007-05-31 4 P 0 700 26.47 A 9717.8254 D Albert A. Pisano, Power of Attorney 2007-06-01 -----END PRIVACY-ENHANCED MESSAGE-----