0001225208-17-010828.txt : 20170602
0001225208-17-010828.hdr.sgml : 20170602
20170602181736
ACCESSION NUMBER: 0001225208-17-010828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PORTOLA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001269021
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 270 EAST GRAND AVENUE, SUITE 22
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-244-6864
MAIL ADDRESS:
STREET 1: 270 EAST GRAND AVENUE, SUITE 22
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIRD JEFFREY W
CENTRAL INDEX KEY: 0001250409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35935
FILM NUMBER: 17889384
MAIL ADDRESS:
STREET 1: 755 PAGE MILL RD STE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
4
1
doc4.xml
X0306
4
2017-05-31
0001269021
PORTOLA PHARMACEUTICALS INC
PTLA
0001250409
BIRD JEFFREY W
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Common Stock
2017-06-01
4
P
0
8800.0000
31.8483
A
45402.0000
I
By Ltd Partnership (NEST)
Common Stock
2017-05-31
4
J
0
147523.0000
0
D
810968.0000
I
By Ltd Partnership (SHV)
Common Stock
2017-06-01
4
P
0
110642.0000
31.8483
A
921610.0000
I
By Ltd Partnership (SHV)
Common Stock
3000.0000
D
Common Stock
59053.0000
I
By Trust (Trustees)
In connection with the Liquidation, the reporting person entered into an agreement with the Limited Partner to repurchase 8,800 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership of these shares except as to the reporting person's pecuniary interest therein.
On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 147,523 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").
Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 110,642 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
/s/ Robert Yin, by power of attorney
2017-06-01