0001209191-17-067365.txt : 20171227 0001209191-17-067365.hdr.sgml : 20171227 20171227133030 ACCESSION NUMBER: 0001209191-17-067365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171227 DATE AS OF CHANGE: 20171227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON REX S CENTRAL INDEX KEY: 0001249803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35957 FILM NUMBER: 171275803 MAIL ADDRESS: STREET 1: C/O SYMYX TECHNOLOGIES, INC. STREET 2: 3100 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gigamon Inc. CENTRAL INDEX KEY: 0001484504 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 263963351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3300 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-831-4000 MAIL ADDRESS: STREET 1: 3300 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Gigamon LLC DATE OF NAME CHANGE: 20100218 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-27 1 0001484504 Gigamon Inc. GIMO 0001249803 JACKSON REX S C/O GIGAMON INC. 3300 OLCOTT STREET SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2017-12-27 4 U 0 69930 D 0 D Stock Option (right to buy) 57.45 2017-12-27 4 D 0 100000 D 2023-11-14 Common Stock 100000 0 D Performance Shares 0.00 2017-12-27 4 D 0 25000 D Common Stock 25000 0 D Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share. Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share. The option, which provided for vesting of 25% of the option on October 27, 2017 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement. The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration. /s/ Paul Shinn, Attorney-in-Fact 2017-12-27