-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGL5xHnDPihZoEy7z6m+3A1xOOBJMrP6U7F4X5pLGxCO8Z3FBg0bdWxkauJf+dDB 7HlfuCW332y2f62fncecYg== 0001249519-04-000004.txt : 20040907 0001249519-04-000004.hdr.sgml : 20040906 20040907160111 ACCESSION NUMBER: 0001249519-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040907 FILED AS OF DATE: 20040907 DATE AS OF CHANGE: 20040907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE GROUP INC /DE/ CENTRAL INDEX KEY: 0000004164 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 221620387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1790 BROADWAY STREET 2: 15TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127573333 MAIL ADDRESS: STREET 1: 150 INTERSTATE NORTH PKWY STREET 2: STE 110 CITY: ATLANTA STATE: GA ZIP: 30339 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE GEOPHYSICAL CORP DATE OF NAME CHANGE: 19841202 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE GEOPHYSICAL ASSOCIATES INC DATE OF NAME CHANGE: 19810120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRISON RANDOLPH CENTRAL INDEX KEY: 0001249519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09078 FILM NUMBER: 041018777 BUSINESS ADDRESS: STREET 1: ONE MEADOWLANDS PLAZA STE 200 CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 BUSINESS PHONE: 201-549-4400 MAIL ADDRESS: STREET 1: ONE MEADOWLAND PLZ CITY: E RUTHERFORD STATE: NJ ZIP: 07073 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-07 0000004164 ALPINE GROUP INC /DE/ ALPG 0001249519 HARRISON RANDOLPH C/O THE ALPINE GROUP, INC. ONE MEADOWLANDS PLAZA, SUITE 801 EAST RUTHERFORD NJ 07073 1 0 0 0 Common Stock 2004-09-03 4 M 0 11974 1.753 A 69135 D Non-Employee Director Stock Option (right to buy) 1.75 2004-09-03 4 M 0 3998 0 D 2004-07-02 2011-07-11 Common Stock 3998 3998 D Non-Employee Director Stock Option (right to buy) 1.70 2004-09-03 4 M 0 4116 0 D 2004-04-02 2011-04-02 Common Stock 4116 4116 D Non-Employee Director Stock Option (right to buy) 1.813 2004-09-03 4 M 0 3860 0 D 2004-01-02 2011-01-02 Common Stock 3860 3860 D Non-Employee Director Stock Option (right to buy) .95 2004-04-01 4 A 0 7366 0 A 2007-04-01 2014-04-01 Common Stock 7366 7366 D Non-Employee Director Stock Option (right to buy) .95 2004-01-02 4 A 0 7366 0 A 2007-01-02 2014-01-02 Common Stock 7366 7366 D Non-Employee Director Stock Option (right to buy) .65 2003-10-01 4 A 0 10765 0 A 2006-10-01 2013-10-01 Common Stock 10765 10765 D Series A Cumulative Convertible Preferred Stock .55 2003-06-23 4 P 0 265 380.00 A 2003-11-11 2009-12-21 Common Stock 183115 265 D Non-Employee Director Stock Option (right to buy) .65 2003-07-01 4 A 0 10765 0 A 2006-07-01 2013-07-01 Common Stock 10765 10765 D Non-Employee Director Stock Option (right to buy) .60 2003-04-01 4 A 0 11662 0 A 2006-04-01 2013-04-01 Common Stock 11662 11662 D Non-Employee Director Stock Option (right to buy) .65 2003-01-02 4 A 0 10765 0 A 2006-01-02 2013-01-02 Common Stock 10765 10765 D Non-Employee Director Stock Option (right to buy) .55 2002-10-01 4 A 0 12722 0 A 2005-10-01 2012-10-01 Common Stock 12722 12722 D Non-Employee Director Stock Option (right to buy) 1.10 2002-07-01 4 A 0 6361 0 A 2005-07-01 2012-07-01 Common Stock 6361 6361 D Non-Employee Director Stock Option (right to buy) 1.60 2002-04-01 4 A 0 4373 0 A 2005-04-01 2012-04-01 Common Stock 4373 4373 D Non-Employee Director Stock Option (right to buy) 1.70 2002-01-02 4 A 0 4116 0 A 2005-01-02 2012-01-02 Common Stock 4116 4116 D Non-Employee Director Stock Option (right to buy) 12.875 2000-01-03 4 A 0 543 0 A 2003-01-01 2010-01-01 Common Stock 543 543 D Non-Employee Director Stock Option (right to buy) 1.75 2001-10-01 4 A 0 3998 0 A 2004-10-01 2011-10-01 Common Stock 3998 3998 D Non-Employee Director Stock Option (right to buy) 1.75 2001-07-02 4 A 0 3998 0 A 2004-07-02 2011-07-02 Common Stock 3998 3998 D Non-Employee Director Stock Option (right to buy) 1.70 2001-04-02 4 A 0 4116 0 A 2004-04-02 2011-04-02 Common Stock 4116 4116 D Non-Employee Director Stock Option (right to buy) 1.813 2001-01-02 4 A 0 3860 0 A 2004-01-02 2011-01-02 Common Stock 3860 3860 D STEWART H. WAHRSAGER 2004-09-07 -----END PRIVACY-ENHANCED MESSAGE-----