0001415889-23-016792.txt : 20231220
0001415889-23-016792.hdr.sgml : 20231220
20231220161624
ACCESSION NUMBER: 0001415889-23-016792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231218
FILED AS OF DATE: 20231220
DATE AS OF CHANGE: 20231220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB JOHN R
CENTRAL INDEX KEY: 0001249289
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39413
FILM NUMBER: 231501494
MAIL ADDRESS:
STREET 1: C/O NCO GROUP, INC.
STREET 2: 507 PRUDENTIAL ROAD
CITY: HORSHAM
STATE: PA
ZIP: 19044
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex, Inc.
CENTRAL INDEX KEY: 0001806837
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 232081753
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: (800) 355-3500
MAIL ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
4
1
form4-12202023_091218.xml
X0508
4
2023-12-18
0001806837
Vertex, Inc.
VERX
0001249289
SCHWAB JOHN R
C/O VERTEX, INC.
2301 RENAISSANCE BLVD
KING OF PRUSSIA
PA
19406
false
true
false
false
CHIEF FINANCIAL OFFICER
1
Class A Common Stock
2023-12-18
4
M
0
25000
4.70
A
48316
D
Class A Common Stock
2023-12-18
4
S
0
25000
26.5545
D
23316
D
Stock Option
4.70
2023-12-18
4
M
0
25000
0
D
2022-02-05
2030-02-05
Class A Common Stock
25000
416473
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 15, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.165 to $27.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.
/s/ Lisa Coleman, Attorney-in-Fact
2023-12-20