0001209191-20-065418.txt : 20201229 0001209191-20-065418.hdr.sgml : 20201229 20201229201023 ACCESSION NUMBER: 0001209191-20-065418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201223 FILED AS OF DATE: 20201229 DATE AS OF CHANGE: 20201229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDERONI FRANK CENTRAL INDEX KEY: 0001249051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 201423767 MAIL ADDRESS: STREET 1: 100 EAST DAVIE STREET CITY: RALEIGH STATE: NC ZIP: 27601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-23 0 0001540755 Anaplan, Inc. PLAN 0001249051 CALDERONI FRANK C/O ANAPLAN, INC. 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 1 1 0 0 Chairman and CEO Common Stock 2020-12-23 4 M 0 5180 38.61 A 1285194 D Common Stock 2020-12-24 5 G 0 E 27497 0.00 D 1257697 D Common Stock 390000 I By Trust Stock Option (right to buy) 38.61 2020-12-23 4 M 0 5180 0.00 D 2029-05-22 Common Stock 5180 120859 D Includes 97 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Represents shares that reporting person donated as a gift to a donor advised fund. The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries. The option is exercisable in equal quarterly installments over 4 years commencing with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. /s/ Gary Spiegel, Attorney-in-Fact 2020-12-29