0000899243-18-031630.txt : 20181221
0000899243-18-031630.hdr.sgml : 20181221
20181221193257
ACCESSION NUMBER: 0000899243-18-031630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181221
DATE AS OF CHANGE: 20181221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDERONI FRANK
CENTRAL INDEX KEY: 0001249051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 181250986
MAIL ADDRESS:
STREET 1: 100 EAST DAVIE STREET
CITY: RALEIGH
STATE: NC
ZIP: 27601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-21
0
0001540755
Anaplan, Inc.
PLAN
0001249051
CALDERONI FRANK
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
1
1
0
0
President and CEO
Common Stock
2018-12-21
4
M
0
2335937
A
2356640
D
Common Stock
2018-12-21
4
F
0
1153963
24.63
D
1202677
D
Restricted Stock Units
2018-12-21
4
M
0
2335937
0.00
D
Common Stock
2335937
2539063
D
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
As previously disclosed, upon vesting of the RSUs, shares of common stock were automatically withheld by the Issuer in a "net settlement" to satisfy the Reporting Person's tax withholding obligation. The "net settlement" is a non-discretionary, non-market transaction with the Issuer. No shares were sold by the Reporting Person, and the shares of common stock received by the Reporting Person upon vesting of the RSUs are subject to a lock-up agreement with the underwriters of the Issuer's initial public offering.
/s/ Suhani Akhare, Attorney-in-Fact
2018-12-21