0000899243-18-031630.txt : 20181221 0000899243-18-031630.hdr.sgml : 20181221 20181221193257 ACCESSION NUMBER: 0000899243-18-031630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDERONI FRANK CENTRAL INDEX KEY: 0001249051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 181250986 MAIL ADDRESS: STREET 1: 100 EAST DAVIE STREET CITY: RALEIGH STATE: NC ZIP: 27601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-21 0 0001540755 Anaplan, Inc. PLAN 0001249051 CALDERONI FRANK C/O ANAPLAN, INC. 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 1 1 0 0 President and CEO Common Stock 2018-12-21 4 M 0 2335937 A 2356640 D Common Stock 2018-12-21 4 F 0 1153963 24.63 D 1202677 D Restricted Stock Units 2018-12-21 4 M 0 2335937 0.00 D Common Stock 2335937 2539063 D The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. As previously disclosed, upon vesting of the RSUs, shares of common stock were automatically withheld by the Issuer in a "net settlement" to satisfy the Reporting Person's tax withholding obligation. The "net settlement" is a non-discretionary, non-market transaction with the Issuer. No shares were sold by the Reporting Person, and the shares of common stock received by the Reporting Person upon vesting of the RSUs are subject to a lock-up agreement with the underwriters of the Issuer's initial public offering. /s/ Suhani Akhare, Attorney-in-Fact 2018-12-21