X0306 4 2016-01-05 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001248813 BRODY MARK S C/O UNITY BANCORP 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Common Restricted 2016-01-05 4 A 0 1600 12.06 A 72999 D Common Stock 36456 I Financial Planning Analysts Common Stock 662725 I Dispositive Shares held by Financial Planning Analysts Stock Options 12.06 2016-01-05 4 A 0 4000 12.06 A 2017-01-05 2026-01-05 Common Stock 4000 14956 D 1,600 restricted shares were granted on 1/5/16 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 400 shares on 1/5/17; 400 shares on 1/5/18; 400 shares on 1/5/19 and 400 shares on 1/5/20. Stock price at the close of business on 1/5/16. 10,400 shares of total beneficially owned shares are Restricted Stock subject to four-year vesting periods determined by the individual grant dates. 44,000 shares are held jointly with spouse. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 18,599 shares are held by Mr. Brody; 11,550 in street name; and 7,049 in an account at Computershare. 4,000 stock options granted on 1/5/16, which vest 1/3 each year; i.e., 1,333 on 1/5/17; 1,333 on 1/5/18 and 1,334 on 1/5/19. Total exercisable options. Mark S. Brody, poa Linda B. McDermott 2016-01-05