X0306 4/A 2014-09-02 2014-09-02 0 0000920427 UNITY BANCORP INC /NJ/ unty 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Common Stock 2014-09-02 4 P 0 3458 8.3 A 68999 D Common Stock 36457 I Financial Planning Analysts Common Stock 662725 I Dispositive Shares held at Financial Planning Analysts Stock Options Common Stock 19819 19819 D 42,813 shares held jointly with spouse at R & T; 10,500 shares held in an SEP-IRA acct.; 1,169 shares held at R & T; 11,059 restricted shares held at R & T; and 3,458 shares purchased through the Rights offering for a total of 68,999 shares. Shares are dispositive shares over which Dr. Brody has no voting authority, but has dispositive power. Total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18. Mark S. Brody, poa Linda B. McDermott 2014-09-03