0001717457-19-000003.txt : 20191125
0001717457-19-000003.hdr.sgml : 20191125
20191125154429
ACCESSION NUMBER: 0001717457-19-000003
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191125
FILED AS OF DATE: 20191125
DATE AS OF CHANGE: 20191125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23295
FILM NUMBER: 191246000
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Advisors LLC
CENTRAL INDEX KEY: 0001316507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23295
FILM NUMBER: 191246001
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Trust
CENTRAL INDEX KEY: 0001717457
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
FORMER COMPANY:
FORMER CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Term Trust
DATE OF NAME CHANGE: 20190604
FORMER COMPANY:
FORMER CONFORMED NAME: Calamos Long/Short Equity & Income 2028 Term Trust
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: Calamos Long/Short Equity Income 2028 Term Trust
DATE OF NAME CHANGE: 20170919
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2019-11-25
0
0001717457
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and Chairman
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common Stock
7194.24
I
By Calamos Advisors LLC
THE SHARES DENOTED AS BENEFICIALLY OWNED IN THIS FORM 3 ARE NOT DIRECTLY HELD FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE SHARES WERE PURCHASED BY CALAMOS ADVISORS LLC (CAL) PRIOR TO EFFECTIVENESS OF THE CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST'S REGISTRATION STATEMENT. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 3 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
/s/ John P. Calamos, Sr.
2019-11-25
EX-99
2
exhibit99.txt
Exhibit 99
Joint Filer Information
Name: Calamos Advisors LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos, Sr.
Issuer & Ticker Symbol: Calamos Long/Short Equity &
Dynamic Income Trust (CPZ)
Relationship to Issuer: Investment Advisor
Date of Event
Requiring Statement: 11/25/2019*
Signature: By: /s/ John P. Calamos, Sr.
*The reporting person disclaims beneficial ownership of all
Securities directly-owned by the Designated Filer.