0001717457-19-000003.txt : 20191125 0001717457-19-000003.hdr.sgml : 20191125 20191125154429 ACCESSION NUMBER: 0001717457-19-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALAMOS JOHN P SR CENTRAL INDEX KEY: 0001248580 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23295 FILM NUMBER: 191246000 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calamos Advisors LLC CENTRAL INDEX KEY: 0001316507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23295 FILM NUMBER: 191246001 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Trust CENTRAL INDEX KEY: 0001717457 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity & Dynamic Income Term Trust DATE OF NAME CHANGE: 20190604 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity & Income 2028 Term Trust DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: Calamos Long/Short Equity Income 2028 Term Trust DATE OF NAME CHANGE: 20170919 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2019-11-25 0 0001717457 Calamos Long/Short Equity & Dynamic Income Trust CPZ 0001248580 CALAMOS JOHN P SR 2020 CALAMOS COURT NAPERVILLE IL 60563 1 1 0 0 President and Chairman 0001316507 Calamos Advisors LLC 2020 CALAMOS COURT NAPERVILLE IL 60563 0 0 0 1 Investment Adviser Common Stock 7194.24 I By Calamos Advisors LLC THE SHARES DENOTED AS BENEFICIALLY OWNED IN THIS FORM 3 ARE NOT DIRECTLY HELD FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE SHARES WERE PURCHASED BY CALAMOS ADVISORS LLC (CAL) PRIOR TO EFFECTIVENESS OF THE CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST'S REGISTRATION STATEMENT. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 3 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. /s/ John P. Calamos, Sr. 2019-11-25 EX-99 2 exhibit99.txt Exhibit 99 Joint Filer Information Name: Calamos Advisors LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Designated Filer: John P. Calamos, Sr. Issuer & Ticker Symbol: Calamos Long/Short Equity & Dynamic Income Trust (CPZ) Relationship to Issuer: Investment Advisor Date of Event Requiring Statement: 11/25/2019* Signature: By: /s/ John P. Calamos, Sr. *The reporting person disclaims beneficial ownership of all Securities directly-owned by the Designated Filer.