0001316507-17-000001.txt : 20170125
0001316507-17-000001.hdr.sgml : 20170125
20170125171556
ACCESSION NUMBER: 0001316507-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20170123
FILED AS OF DATE: 20170125
DATE AS OF CHANGE: 20170125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALAMOS STRATEGIC TOTAL RETURN FUND
CENTRAL INDEX KEY: 0001275214
IRS NUMBER: 043785941
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
STREET 2: C/O CALAMOS ADVISORS LLC
CITY: NAPERVILLE
STATE: IL
ZIP: 60653
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
STREET 2: C/O CALAMOS ADVISORS LLC
CITY: NAPERVILLE
STATE: IL
ZIP: 60653
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Advisors LLC
CENTRAL INDEX KEY: 0001316507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21484
FILM NUMBER: 17547029
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21484
FILM NUMBER: 17547030
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-23
0
0001275214
CALAMOS STRATEGIC TOTAL RETURN FUND
CSQ
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and Global CIO
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Advisor
Common Stock
2017-01-23
4
S
0
38862
10.6668
D
0
I
By Calamos Advisors LLC
Common Stock
220449.61
I
By John Calamos Sr. Trust
Common Stock
45800
I
By J&L Capital LLC
THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS STRATEGIC TOTAL RETURN FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
/s/ William J. Takahashi, Attorney-in-Fact
2017-01-25
EX-24
2
johncalamossrpoacsq.txt
POWER OF ATTORNEY
Exhibit 24
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes,
constitutes and appoints William J. Takahashi and J. Christohper Jackson
as the undersigned's true and lawful attorneys-in-fact, with full power
and authority as hereinafter described on behalf of and in the name,
place and stead of the undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4 and 5
(including any amendments thereto) with respect to the securities of
Calamos Strategic Total Return Fund, a Delaware statutory trust (the Trust),
with the United States Securities and Exchange Commission, any national
securities exchanges and the Trust, as considered necessary or advisable
under Section 16(a) of the Securities Exchange Act of 1934 and the rules
and regulations promulgated thereunder, as amended from time to time
(the Exchange Act);
(2) seek or obtain, as the undersigneds representative and on the
Undersigneds behalf, information on transactions in the Trusts securities
from any third party, including brokers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such person to
release any such information to the undersigned and approves and ratifies
any such release of information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the
undersigned in connection with the forgoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, such
attorneys-in-fact to act in their discretion on information provided
to such attorneys-in-fact without independent verification of such
information;
(2) any documents prepared and/or executed by such attorneys-in-fact
on behalf of the undersigned pursuant to this Power of Attorney will be
in such form and will contain such information and disclosure as such
attorneys-in-fact, in his or her discretion, deems necessary or desirable;
(3) neither the Trust nor such attorneys-in-fact assumes (i) any liability
for the undersigneds responsibility to comply with the requirement of the
Exchange Act, (ii) any liability of the undersigned for any failure to comply
with such requirements, or (iii) any obligation or liability of the undersigned
for profit disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigneds obligations under the
Exchange Act, including without limitation the reporting requirements under
Section 16 of the Exchange Act.
The undersigned hereby gives and grants the foregoing attorneys-in-fact
full power and authority to do and perform all and every act and thing
whatsoever requisite, necessary or appropriate to be done in and about the
foregoing matters as fully to all intents and purposes as the undersigned might
or could do if present, hereby ratifying all that such attorney-in-fact of, for
and on behalf of the undersigned, shall lawfully do or cause to be done by
virtue of this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect until revoked
by the undersigned in a signed writing delivered to such attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 25th day of January, 2017.
/s/ John P. Calamos, Sr.
John P. Calamos, Sr.
EX-99
3
exhibit99.txt
JOINT FILER AGREEMENT
Exhibit 99
Joint Filer Information
Name: Calamos Advisors LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos, Sr.
Issuer & Ticker Symbol: Calamos Convertible Opportunities
and Income Fund (CHI)
Relationship to Issuer: Investment Advisor
Date of Event
Requiring Statement: 1/23/2017
Signature: By: /s/ J. Christopher Jackson