0001316507-16-000164.txt : 20160210
0001316507-16-000164.hdr.sgml : 20160210
20160210165808
ACCESSION NUMBER: 0001316507-16-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160210
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund
CENTRAL INDEX KEY: 0001602584
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Advisors LLC
CENTRAL INDEX KEY: 0001316507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 161406463
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 161406464
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-10
0
0001602584
Calamos Dynamic Convertible & Income Fund
CCD
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and Chairman
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Advisor
Common Stock
2016-02-10
4
P
0
1
15.47
A
990892.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
350
15.48
A
991242.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
100
15.495
A
991342.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
950
15.5
A
992292.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
899
15.51
A
993191.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
1400
15.52
A
994591.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
900
15.53
A
995491.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
1400
15.54
A
996891.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
900
15.55
A
997791.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
500
15.56
A
998291.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
100
15.57
A
998391.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
400
15.58
A
998791.59
I
By Calamos Advisors LLC
Common Stock
2016-02-10
4
P
0
100
15.6
A
998891.59
I
By Calamos Advisors LLC
THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT PURCHASES MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN, CEO, AND GLOBAL CO-CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
/s/ Christopher Russell, Attorney-in-Fact
2016-02-10
EX-99
2
exhibit99.txt
JOINT FILER INFORMATION
Exhibit 99
Joint Filer Information
Name: Calamos Advisors LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos, Sr.
Issuer & Ticker Symbol: Calamos Dynamic Convertible
and Income Fund (CCD)
Relationship to Issuer: Investment Advisor
Date of Event
Requiring Statement: 2/10/2016
Signature: By: /s/ Christopher Russell