0001248580-19-000004.txt : 20190724
0001248580-19-000004.hdr.sgml : 20190724
20190724163300
ACCESSION NUMBER: 0001248580-19-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190722
FILED AS OF DATE: 20190724
DATE AS OF CHANGE: 20190724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 19971276
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Advisors LLC
CENTRAL INDEX KEY: 0001316507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 19971277
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund
CENTRAL INDEX KEY: 0001602584
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-07-22
0
0001602584
Calamos Dynamic Convertible & Income Fund
CCD
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and Chairman
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common Stock
2019-07-22
4
S
0
0.5513
20.9619
D
0.3966
I
By Calamos Advisors LLC
Common Stock
2019-07-24
4
S
0
0.3966
20.98
D
0
I
By Calamos Advisors LLC
Common Stock
1113376
I
By Calamos Family Partners, Inc.
THE FRACTIONAL SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNT OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL); CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS APPROXIMATELY 22% OF, AND IS THE SOLE MANAGER OF, CILLC. THE REMAINING INTEREST OF CILLC IS OWNED BY CALAMOS PARTNERS LLC (CPL) AND JOHN P. CALAMOS, SR. CALAMOS FAMILY PARTNERS, INC. (CFP) OWNS A CONTROLLING INTEREST IN CPL, AND JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CFP. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL.
/s/ John P. Calamos, Sr.
2019-07-24
EX-99
2
exhibit99.txt
JOINT FILER AGREEMENT
Exhibit 99
Joint Filer Information
Name: Calamos Advisors LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos, Sr.
Issuer & Ticker Symbol: Calamos Dynamic Convertible
and Income Fund (CCD)
Relationship to Issuer: Investment Advisor
Date of Event
Requiring Statement: 7/22/2019
Signature: By: /s/ John P. Calamos, Sr.