0001248580-19-000002.txt : 20190703
0001248580-19-000002.hdr.sgml : 20190703
20190703125012
ACCESSION NUMBER: 0001248580-19-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190701
FILED AS OF DATE: 20190703
DATE AS OF CHANGE: 20190703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALAMOS JOHN P SR
CENTRAL INDEX KEY: 0001248580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 19940775
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calamos Advisors LLC
CENTRAL INDEX KEY: 0001316507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22949
FILM NUMBER: 19940776
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 6302451046
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund
CENTRAL INDEX KEY: 0001602584
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-07-01
0
0001602584
Calamos Dynamic Convertible & Income Fund
CCD
0001248580
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
1
0
0
President and Chairman
0001316507
Calamos Advisors LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Investment Adviser
Common Stock
2019-07-01
4
J
0
77581.1531
A
1113376
I
By Calamos Family Partners, Inc.
Common Stock
0.9479
I
By Calamos Advisors LLC
On July 1, 2019, an aggregate 1,113,376 shares of the Issuer (the "Shares") which the Reporting Person previously reported as indirectly beneficially owned through Calamos Advisors LLC ("CAL") were distributed from CAL to CAL's parent, Calamos Investments LLC ("CILLC") and, ultimately, to Calamos Family Partners, Inc. ("CFP"), of which John P. Calamos, Sr. owns a controlling interest. The distribution of the Shares to CFP resulted in an increase in the Reporting Person's pecuniary interest in the Shares now held by CFP, which the Reporting Person reports in the aggregate. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
Total includes 36,984.358 common shares received as a result of monthly dividend reinvestments. The average price of dividend reinvestment shares was $17.45.
/s/ John P. Calamos, Sr.
2019-07-03
EX-99
2
exhibit99.txt
JOINT FILER AGREEMENT
Exhibit 99.1
Joint Filer Information
Name: Calamos Advisors LLC
Address: 2020 Calamos Court
Naperville, Illinois 60563
Designated Filer: John P. Calamos, Sr.
Issuer & Ticker Symbol: Calamos Dynamic Convertible
and Income Fund (CCD)
Relationship to Issuer: Investment Advisor
Date of Event
Requiring Statement: 7/1/2019
Signature: By: /s/ John P. Calamos, Sr.