0001248580-19-000002.txt : 20190703 0001248580-19-000002.hdr.sgml : 20190703 20190703125012 ACCESSION NUMBER: 0001248580-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALAMOS JOHN P SR CENTRAL INDEX KEY: 0001248580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22949 FILM NUMBER: 19940775 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calamos Advisors LLC CENTRAL INDEX KEY: 0001316507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22949 FILM NUMBER: 19940776 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Dynamic Convertible & Income Fund CENTRAL INDEX KEY: 0001602584 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-07-01 0 0001602584 Calamos Dynamic Convertible & Income Fund CCD 0001248580 CALAMOS JOHN P SR 2020 CALAMOS COURT NAPERVILLE IL 60563 1 1 0 0 President and Chairman 0001316507 Calamos Advisors LLC 2020 CALAMOS COURT NAPERVILLE IL 60563 0 0 0 1 Investment Adviser Common Stock 2019-07-01 4 J 0 77581.1531 A 1113376 I By Calamos Family Partners, Inc. Common Stock 0.9479 I By Calamos Advisors LLC On July 1, 2019, an aggregate 1,113,376 shares of the Issuer (the "Shares") which the Reporting Person previously reported as indirectly beneficially owned through Calamos Advisors LLC ("CAL") were distributed from CAL to CAL's parent, Calamos Investments LLC ("CILLC") and, ultimately, to Calamos Family Partners, Inc. ("CFP"), of which John P. Calamos, Sr. owns a controlling interest. The distribution of the Shares to CFP resulted in an increase in the Reporting Person's pecuniary interest in the Shares now held by CFP, which the Reporting Person reports in the aggregate. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein. Total includes 36,984.358 common shares received as a result of monthly dividend reinvestments. The average price of dividend reinvestment shares was $17.45. /s/ John P. Calamos, Sr. 2019-07-03 EX-99 2 exhibit99.txt JOINT FILER AGREEMENT Exhibit 99.1 Joint Filer Information Name: Calamos Advisors LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Designated Filer: John P. Calamos, Sr. Issuer & Ticker Symbol: Calamos Dynamic Convertible and Income Fund (CCD) Relationship to Issuer: Investment Advisor Date of Event Requiring Statement: 7/1/2019 Signature: By: /s/ John P. Calamos, Sr.