0000950142-22-001628.txt : 20220513 0000950142-22-001628.hdr.sgml : 20220513 20220513201204 ACCESSION NUMBER: 0000950142-22-001628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220512 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHORSCH NICHOLAS S CENTRAL INDEX KEY: 0001248577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 22924828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New York City Special Ltd. Partnership, LLC CENTRAL INDEX KEY: 0001920245 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 22924824 BUSINESS ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 BUSINESS PHONE: 212-415-6500 MAIL ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bellevue Capital Partners, LLC CENTRAL INDEX KEY: 0001907225 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 22924827 BUSINESS ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 BUSINESS PHONE: 212-415-6500 MAIL ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Realty Capital III, LLC CENTRAL INDEX KEY: 0001920248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 22924825 BUSINESS ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 BUSINESS PHONE: 212-415-6500 MAIL ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New York City Advisors, LLC CENTRAL INDEX KEY: 0001920246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 22924823 BUSINESS ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 BUSINESS PHONE: 212-415-6500 MAIL ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AR Global Investments, LLC CENTRAL INDEX KEY: 0001920247 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39448 FILM NUMBER: 22924826 BUSINESS ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 BUSINESS PHONE: 212-415-6500 MAIL ADDRESS: STREET 1: 222 BELLEVUE AVENUE CITY: NEWPORT STATE: RI ZIP: 02840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York City REIT, Inc. CENTRAL INDEX KEY: 0001595527 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464380248 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 FIFTH AVE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124156500 MAIL ADDRESS: STREET 1: 650 FIFTH AVE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Capital New York City REIT, Inc. DATE OF NAME CHANGE: 20140226 FORMER COMPANY: FORMER CONFORMED NAME: American Realty Captal New York City REIT, Inc. DATE OF NAME CHANGE: 20131230 4 1 es220252377_4-arnyc.xml OWNERSHIP DOCUMENT X0306 4 2022-05-12 0 0001595527 New York City REIT, Inc. NYC 0001248577 SCHORSCH NICHOLAS S C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT RI 02840 0 0 1 0 0001907225 Bellevue Capital Partners, LLC 222 BELLEVUE AVENUE NEWPORT RI 02840 0 0 1 0 0001920247 AR Global Investments, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT RI 02840 0 0 1 0 0001920248 American Realty Capital III, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT RI 02840 0 0 1 0 0001920245 New York City Special Ltd. Partnership, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT RI 02840 0 0 1 0 0001920246 New York City Advisors, LLC C/O BELLEVUE CAPITAL PARTNERS, LLC 222 BELLEVUE AVENUE NEWPORT RI 02840 0 0 1 0 Class A common stock 2022-05-12 4 P 0 12500 10.60 A 1353991 I See footnote Class A common stock 2022-05-13 4 P 0 12500 10.39 A 1366491 I See footnote Class A common stock 167913 I See footnote Class A common stock 119904 D The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of Bellevue Capital Partners ("BCP") that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Mr. Nicholas S. Schorsch is the sole managing member of BCP, and has voting and investment discretion with respect to the securities held of record by BCP. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.08 to $11.05, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.19 to $10.79, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Mr. Nicholas S. Schorsch is the sole managing member of BCP, who is the ultimate controlling person of New York City Advisors, LLC, and has voting and investment discretion with respect to the securities held of record by New York City Advisors, LLC. BCP is the sole member of AR Global Investments, LLC, who is the sole member of American Realty Capital III, LLC ("ARC III"). ARC III is the sole member of New York City Special Limited Partnership, LLC, who is the sole member of New York City Advisors, LLC, the record holder of the securities reported herein. Represents shares of Class A common stock owned solely by Mr. Nicholas S. Schorsch. Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. // The Reporting Persons are filing this Form 4 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ See signatures attached as Exhibit 99.1 2022-05-13 EX-99.1 2 es220252377_ex9901.htm EXHIBIT 99.1

 

EXHIBIT 99.1

 

This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons can be found on the Form 4 filed herewith.

 

Name of Designated Filer: Nicholas S. Schorsch

 

Date of Event Requiring Statement: May 12, 2022

 

Issuer Name and Ticker or Trading Symbol: New York City REIT, Inc. [NYC]

 

  NICHOLAS S. SCHORSCH  
     
  By:  /s/ Michael R. Anderson  
    Name:  Michael R. Anderson, as Attorney-in-Fact  

 

  BELLEVUE CAPITAL PARTNERS, LLC  
       
  By:  /s/ Michael R. Anderson    
   

Name:  Michael R. Anderson

Title:  General Counsel

  

 

  AR GLOBAL INVESTMENTS, LLC  
     
  By:  /s/ Michael R. Anderson    
   

Name:  Michael R. Anderson

Title:  General Counsel

  

 

  AMERICAN REALTY CAPITAL III, LLC  
     
  By: AR GLOBAL INVESTMENTS, LLC, its sole member  
       
  By:  /s/ Michael R. Anderson    
   

Name:  Michael R. Anderson

Title:  General Counsel

  

 

  NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC  
     
  By: AMERICAN REALTY CAPITAL III, LLC, its sole member  
       
  By: AR GLOBAL INVESTMENTS, LLC, its sole member  
       
  By:  /s/ Michael R. Anderson    
   

Name:  Michael R. Anderson

Title:  General Counsel

  

 

  NEW YORK CITY ADVISORS, LLC  
       
  By: NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC its sole member  
       
  By: AMERICAN REALTY CAPITAL III, LLC, its sole member  
       
  By: AR GLOBAL INVESTMENTS, LLC, its sole member  
       
  By:  /s/ Michael R. Anderson  
    Name: Michael R. Anderson  
    Title: General Counsel