0001209191-17-051393.txt : 20170905 0001209191-17-051393.hdr.sgml : 20170904 20170905170040 ACCESSION NUMBER: 0001209191-17-051393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170901 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTSON ERIC L CENTRAL INDEX KEY: 0001248273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33610 FILM NUMBER: 171069369 MAIL ADDRESS: STREET 1: C/O REX ENERGY CORP STREET 2: 366 WALKER DRIVE CITY: STATE COLLEGE STATE: PA ZIP: 16801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REX ENERGY CORP CENTRAL INDEX KEY: 0001397516 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 208814402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 366 WALKER DRIVE CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-278-7267 MAIL ADDRESS: STREET 1: 366 WALKER DRIVE CITY: STATE COLLEGE STATE: PA ZIP: 16801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-01 0 0001397516 REX ENERGY CORP REXX 0001248273 MATTSON ERIC L C/O REX ENERGY CORPORATION 366 WALKER DRIVE STATE COLLEGE PA 16801 1 0 0 0 Common Stock 2017-09-01 4 M 0 1473 0.00 A 11458 D Common Stock 2017-09-01 4 D 0 1473 0.00 D 9985 D Phantom Stock 2017-09-01 4 M 0 1473 2.29 D 2017-09-01 2017-09-01 Common Stock 1473 1870 D This filing represents the deemed conversion of phantom stock into cash. On September 1, 2017, the reporting person had phantom stock awards that vested in accordance with the provisions in grants made on December 15, 2014, October 1, 2015, and October 1, 2016. Each share of phantom stock was the economic equivalent of one share of REXX common stock. The phantom shares were settled in cash based on the market closing price on August 31, 2017. No shares were actually issued, converted, or sold in connection with this transaction. Beneficial ownership reflects a 10 for 1 reverse stock split that was effective May 15, 2017. Jennifer L. McDonough on behalf of Eric L. Mattson 2017-09-05