0001209191-22-058939.txt : 20221129 0001209191-22-058939.hdr.sgml : 20221129 20221129161810 ACCESSION NUMBER: 0001209191-22-058939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221128 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPPS VICKIE L CENTRAL INDEX KEY: 0001248190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 221433021 MAIL ADDRESS: STREET 1: 2985 SCOTT STREET CITY: VISTA STATE: CA ZIP: 92083 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-28 0 0001493566 OTONOMY, INC. OTIC 0001248190 CAPPS VICKIE L C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 1 0 0 0 Common Stock 2022-11-28 4 S 0 42242 0.1028 D 3400 D Common Stock 1600 I By Spouse This sale price represents the weighted average sale price of the shares sold ranging from $0.1014 to $0.1031 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. /s/ Paul E. Cayer, Attorney-in-fact 2022-11-29